Noninvasive Ventilation in Mustard Airway Diseases ================================================== * Rasoul Aliannejad * Mohammadreza Peyman * Mostafa Ghanei ## Abstract **BACKGROUND:** Noninvasive ventilation (NIV) has been shown to improve numerous clinical measures in subjects with COPD, including gas exchange, exercise tolerance, dyspnea, hospitalizations, health-related quality of life (HRQOL), and functional status. Although useful for classical COPD, NIV has not been validated specifically as a treatment option for mustard airway disease. Our aim was to assess the efficacy of NIV in subjects with severe mustard airway disease. **METHODS:** This study was performed over the course of 12 months on 20 subjects with severe mustard airway disease (Global Initiative for Chronic Obstructive Lung Disease criteria). Subjects were selected from the pulmonary clinic of Baqiyatallah Hospital in Tehran, Iran. Body mass index, lung function, dyspnea, exercise tolerance, HRQOL, sleep quality, and hospitalization measures were assessed before and after NIV treatment. **RESULTS:** NIV improved HRQOL (*P* = .03) and sleep quality (*P* = .06) in very severe subjects and reduced hospitalizations (*P* = .003) and exacerbations (*P* = .01) in severe subjects. Chest imaging studies showed that these subjects had heterogeneous airway disease, the main finding of which was bronchiolitis obliterans. **CONCLUSIONS:** NIV can be used as an effective new palliative method in the treatment of mustard airway disorders. Subjects with very severe and severe disease benefitted differently from NIV. * noninvasive ventilation (NIV) * sulfur mustard * chronic obstructive respiratory disease (COPD) * bronchiolitis obliterans ## Introduction Noninvasive ventilation (NIV) is a well-established treatment for chronic hypercapnic respiratory failure in subjects with neuromuscular disease or skeletal deformity. There is increasing interest in its use for subjects with chronic respiratory failure due to COPD.1 A systematic review affirmed that bi-level NIV use in a selected population of subjects with severe stable COPD can improve gas exchange, exercise tolerance, dyspnea, health-related quality of life (HRQOL), and functional status while also reducing work of breathing (due to lung hyperinflation) and hospitalizations.2 Approximately 34,000 presently living Iranians were exposed to mustard agent during the Iran-Iraq war (1980–1988), 42.5% of which have respiratory problems. Of those individuals with respiratory problems, 1% are classified as severe. Approximately 95% are males who were between 17 and 30 y of age at the time of exposure.3 The subjects enrolled in this study had severe obstructive pulmonary disease referred to as mustard airway disease, a late complication of mustard gas exposure. Previous pathological and radiological studies have shown bronchiolitis obliterans4,5 to be the main airway disease in mustard gas-exposed cases, and imaging studies also indicated other airway diseases such as bronchiectasis, tracheobronchomalacia, and tracheobronchial stenosis.6–8 Not surprisingly, sulfur mustard can affect the entire set of conducting airways and the small airways in particular. Because our pathological and radiological findings demonstrated that mustard airway disease differs significantly from classical COPD, this study was designed to assess the efficiency of NIV in this new untested group of subjects with obstructive pulmonary disease. ### QUICK LOOK #### Current knowledge Noninvasive ventilation (NIV) is first-line treatment for COPD exacerbations, improving outcomes and reducing costs. The use of NIV in other disease states has met with varying degrees of success. #### What this paper contributes to our knowledge In a small group of subjects with mustard agent exposure and obstructive disease, the use of NIV for 4 h daily and overnight improved health-related quality of life and sleep quality in those subjects with very severe mustard airway disease. Subjects with severe mustard airway disease had reduced hospitalizations and respiratory exacerbations. NIV did not significantly improve exercise tolerance, pulmonary function, or dyspnea. ## Methods ### Subject Selection Twenty subjects with severe mustard airway disease at the pulmonary clinic of Baqiyatallah Hospital were enrolled between 2005 and 2009. This study was approved by the human research committee at the Janbazan Medical and Engineering Research Center. All subjects gave written informed consent. Inclusion criteria were: < 75 y of age, FEV1 < 50% of predicted, FEV1/FVC < 0.70, and a stable clinical state (no exacerbation for 3 months before initiation of the study). Exclusion criteria were: 15% increase in FEV1 after administration (2 puffs) of an inhaled bronchodilator, any contraindication to NIV such as tracheobronchial stenosis, important comorbidities, or a current smoking history. In addition, chest high-resolution computed tomography and fiberoptic bronchoscopy of our subjects (from the hospital data set) were evaluated for case selection and to determine the type of airway disease. The results of arterial blood gas tests were not used as criteria for enrollment. All subjects received the standard level of pulmonological care, including inhaled medications, oral N-acetylcysteine (600 mg every 12 h), and strong encouragement to remain physically active in addition to antibiotic treatment, systemic steroid treatment, and hospitalization as indicated by an internist. Prescribed inhalers included fluticasone propionate/salmeterol (250 μg, 2 puffs every 12 h), ipratropium bromide (4 puffs 4 times/d), and salbutamol (2–4 puffs as needed). ### Study Design This study spanned 12 months. After inclusion, subjects were admitted to the hospital and instructed to use a ventilator overnight and for at least 4 h daily throughout the entire study period. All subjects were acclimatized to NIV in the hospital for a period of 7 d. During hospitalization, subjects were instructed on how to use the NIV equipment properly, and the ventilator settings were adjusted for comfort and maximal gas exchange. After discharge, a general physician visited all subjects at home, and ICU nurses visited subjects every week for the first 2 months, every 2 weeks for the second 2 months, and every month for the remainder of the study to encourage compliance. A technical assistance telephone number was also provided to all subjects as a precaution. ### Assessments Personnel blinded to treatment and not involved in the study analysis performed all physiological measurements. The following assessments were made at the onset and conclusion of the study. #### Lung and Respiratory Muscle Function. Spirometry was performed using a constant-volume body plethysmograph (Erich Jaeger, Friedberg, Germany) following the guidelines of the American Thoracic Society.9 Static pulmonary volumes (residual volume, functional residual capacity, and total lung capacity) were measured using standard methods.10 Diffusion capacity was measured by pulmonary transfer of carbon monoxide.11 Arterial blood was sampled at the radial artery while subjects were in a semirecumbent position while they breathed both ambient air and their usual oxygen flow. PaO2, PaCO2, and pH were measured via an automated analyzer. #### Dyspnea and Exercise Tolerance. Resting dyspnea was assessed using the visual analog and Borg dyspnea scales.12 Exercise capacity was assessed by the 6-min walk test while subjects breathed ambient air.13 Verbal encouragement was given at definite intervals during the test. Three practice tests were performed on each of 2 consecutive d, and the highest value was recorded. Arterial oxygen saturation was monitored throughout the 6-min walk test using a pulse oximeter, and the lowest value was recorded. #### HRQOL. HRQOL was assessed using the Persian translation of the St George Respiratory Questionnaire.14 #### Sleep Quality. Sleep quality was assessed with the Persian translation of the Pittsburgh Sleep Quality Questionnaire.15 #### Hospitalizations. The number and locations of hospital and ICU admissions and episodes of endotracheal intubation in the previous 3 y were recorded. These data were obtained by interviews with the subjects on admission, from the hospital registry, and by interviews with the subjects' relatives or general practitioners. The number of respiratory exacerbations in the previous 3 y was recorded. Exacerbation was defined as a change in the rate, character, or color of cough and sputum production or increased dyspnea requiring medical evaluation. All hospital admissions, endotracheal intubations, and pulmonary or extrapulmonary causes of death at 4, 8, and 12 months were recorded. #### Treatment Compliance. Time spent on NIV was recorded at each visit during the follow-up period. Total time of ventilator use was obtained from ventilator memory cards. #### Ventilatory Support. The modality of NIV was pressure support ventilation delivered by a BiPAP Pro 2 system (Philips Respironics, Murrysville, Pennsylvania) via a nasal mask (Philips Respironics). The mask was of adequate size to fit each patient's nose. A one-way circuit was provided with a plateau exhalation valve to avoid rebreathing.16 The ventilator was set in spontaneous mode at the maximal tolerated inspiratory positive airway pressure (IPAP) and at an expiratory positive airway pressure as tolerated at 4 cm H2O with Bi-Flex modality. Some precautions for the use of high IPAP were taken that are specific to our subjects. Many subjects had skin and corneal scarring due to sulfur mustard exposure, nasal mucosa dryness due to lachrymal canal ligation surgery (to prevent conjunctiva dryness), or a history of corneal graft surgery. Furthermore, subjects worried about air leakage through masks and the potential for corneal injury. As a result, IPAP was set mainly according to subject comfort. Low IPAP was used with prudence first because of our experience and because of the novelty of our application of NIV. Oxygen was also added to the mask side port at a flow necessary to achieve a target oxygen saturation of > 90%. #### Body Mass. Body mass index was calculated before and 12 months after starting NIV treatment. ### Statistical Analysis Statistical analysis of all data was performed with the Wilcoxon signed-rank test, with the level of significance set at *P* < .05. ## Results All subjects were male, with an average age of 43 ± 5 y (mean ± SD). All 20 subjects completed the 12-month course of domiciliary NIV. The total duration of NIV use by each subject was 4 ± 1 h/d. Subjects reported a wide range of adverse effects, with 20% having nasal mask intolerance that gradually remitted, 25% complaining of nasal congestion, and 15% complaining of gastrointestinal distention due to air insufflations. On average, the NIV setting for IPAP and expiratory positive airway pressure was 11 ± 3 and 4 ± 1 cm H2O, respectively. The baseline clinical and physiological data are shown in Table 1. Subjects were divided in 2 subgroups of severe (FEV1 > 30% of predicted) and very severe (FEV1 < 30% of predicted) respiratory disease for further analysis (Table 2). View this table: [Table 1.](http://rc.rcjournal.com/content/60/9/1324/T1) Table 1. Baseline Clinical and Physiological Characteristic of the 20 Subjects View this table: [Table 2.](http://rc.rcjournal.com/content/60/9/1324/T2) Table 2. Clinical and Physiologic Data Before and After Study in Severe (FEV1 > 30% of predicted) and Very Severe (FEV1 < 30% of predicted) Subjects ### Outcome Measurements Clinical and physiological assessments of the 2 subgroups are listed in Table 2. Figure 1 show radiological findings. ![Fig. 1.](http://rc.rcjournal.com/http://rc.rcjournal.com/content/respcare/60/9/1324/F1.medium.gif) [Fig. 1.](http://rc.rcjournal.com/content/60/9/1324/F1) Fig. 1. Inspiratory and expiratory thoracic high-resolution computed tomography imaging findings of subjects. ## Discussion This is the first study to evaluate the role of domiciliary NIV for subjects with severe obstructive pulmonary disorder due to late complications of sulfur mustard exposure. Our radiological findings illustrated that our subjects' disease was distinct from classical COPD. We therefore assessed the efficacy of NIV in this particular group of subjects with obstructive pulmonary disease. We found that NIV improved HRQOL and sleep quality in subjects with very severe mustard airway disease (according to GOLD criteria) and decreased hospitalizations and respiratory exacerbations in subjects with severe mustard airway disease. However, NIV did not significantly improve exercise tolerance, pulmonary function, or dyspnea. The results of subgroup analysis indicated that subjects with very severe disease (according to GOLD criteria) and severe disease had benefited differently from NIV. Some studies (12 weeks to 2 y in duration) have shown that NIV treatment leads to a significant improvement in HRQOL.17–19 Significant improvements in HRQOL total scores in studies reported by Garrod et al19 and Meecham Jones et al17 were associated with improvements in symptom components of the scores. We found that improvement in the HRQOL total score was directly related to the improvement in respiratory symptoms listed in the St George Respiratory Questionnaire, such as cough, sputum, wheezing, and dyspnea. When dyspnea was assessed by the visual analog scale, scores improved in very severe subjects (baseline of 7.54 ± 1.69, final of 6.28 ± 1.81, *P* = .07), and this result may help support the notion that improvements in HRQOL are driven by symptom-component score improvement. Crisafulli et al20 showed that NIV improved subjective sleep quality in subjects with hypercapnic COPD. Similarly, using polysomnography, Krachman et al21 demonstrated that the beneficial effects of NIV in subjects with hypercapnic respiratory failure are not solely due to an improvement in gas exchange but may be more complex, with other factors potentially having contributing roles. Our study showed that NIV improved sleep quality (*P* = .06) in very severe subjects despite no change in gas exchange from a higher baseline PaCO2 compared with severe subjects. Because better sleep quality is associated with better HRQOL, the improvements observed here have important implications for patient care. Few studies have assessed hospital and ICU admissions, intubations, and respiratory exacerbations as important outcomes. Two studies reported reductions in hospital admissions in NIV groups compared with long-term O2 therapy groups, but these reductions failed to reach statistical significance.18,22 Nevertheless, the reduction in hospital stay was associated with reduced hospital admissions in the NIV groups. In our study, hospitalizations and respiratory exacerbations significantly decreased in the severe subgroup and did not change in the very severe subgroup. Also, the slight increase in intubations in the very severe subgroup was related to 2 subjects who were candidates for lung transplantation, and their disease worsened. The reduction in hospitalizations due to bi-level NIV use would presumably translate to reduced health-care expenditures, as has already been demonstrated in the setting of acute respiratory failure due to COPD exacerbation. We suspect that this observation is due to the possibility that positive-pressure ventilation with humidification could aid airway clearance in subjects with excessive mucus secretion.23 However, our data for hospitalizations have some limitations because prior 3-y admissions and intubations are not based solely on the database, and recall bias could be a problem. All prior studies evaluating NIV assessed exercise tolerance via the 6-min walk test or shuttle walk test and showed no improvement in the NIV groups,18,19,24–26 in agreement with our findings. Although several NIV studies showed no significant improvement in gas exchange,18,19,21,22 Meecham Jones et al17 showed significant improvement in gas exchange, but only by using higher inspiratory pressure in subjects with a higher baseline PaCO2 compared with our study. There are no studies that show FEV1 improvement with NIV, but one study that included residual volume as an assessment of dynamic hyperinflation reported a significant reduction in residual volume after 3 weeks.27 In our subjects with mustard airway disease, we found that NIV decreased functional residual capacity and residual volume non-significantly after 12 months. A significant reduction in dyspnea was reportedly associated with NIV use in some studies,18,19,22,24 but the length of these studies varied greatly, from 5 d to 2 y. Our study design was limited by its small sample size and potential selection bias. Furthermore, this study was uncontrolled and not blinded to subjects, meaning that the improvements in cases could be attributed to a placebo effect. We could not use high IPAP because of a lack of personnel experience with NIV and its application to mustard airway disease. The pathophysiology of our subjects' disease in comparison with COPD is critical to understand their differential responses to NIV. For subjects with mustard airway disease, NIV can help reduce respiratory exacerbations and hospitalizations, improve HRQOL, and improve sleep quality. Mustard airway disease is irreversible, with no effective treatment, and consists of asthma (excluded from this study), tracheobronchial stenosis, tracheobronchomalacia, bronchiectasis, bronchiolitis obliterans, and probably COPD. Sulfur mustard can affect the entire set of conducting airways and the small airways in particular. Radiological examination showed that our subjects had complex manifestations of these airway diseases (except tracheobronchial stenosis, which was excluded from this study because it is a contraindication for NIV). Air trapping, a marker of small airway disease and bronchiolitis, was the most common finding in chest high-resolution computed tomography, followed by centrilobular nodules suggestive of bronchiolitis obliterans. To the best of our knowledge, there has been no study on the efficacy of NIV in small airway disease and bronchiolitis. We hypothesize that NIV could be useful for many conducting airway diseases, including small airway disease. ## Conclusions In summary, our results showed that subjects with very severe mustard airway disease and respiratory failure and those with severe disease experienced different NIV benefits. In subjects with very severe disease and respiratory failure, NIV improved HRQOL and sleep quality, whereas in subjects with severe disease, it reduced exacerbations and hospitalizations. Chest imaging studies showed that these subjects had heterogeneous and complex airway diseases, the main finding of which was bronchiolitis obliterans. Therefore, it can be assumed that the different treatment efficacy of NIV could be related to the different severity of airway obstruction or different pathology of mustard airway disease compared with COPD, although this hypothesis requires further exploration and elaboration. ## Acknowledgments We thank Dr Mohammadreza Soroush (Director, Janbazan Medical and Engineering Research Center) for funding this research. ## Footnotes * Correspondence: Mostafa Ghanei MD, Baqiyatallah University of Medical Sciences, Mollasadra Avenue, Tehran 1411713135, Iran. E-mail: mghaneister{at}gmail.com, m.ghanei{at}bmsu.ac.ir. * Dr Ghanei presented a version of this paper at the 20th Annual Congress of the European Respiratory Society, held September 18–22, 2010, in Barcelona, Spain. * The authors have disclosed no conflicts of interest. * Copyright © 2015 by Daedalus Enterprises ## References 1. 1.Jones SE, Packham S, Hebden M, Smith AP. 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