Abstract
BACKGROUND: Oscillating positive expiratory pressure devices aid removal of excess secretions and reduce gas trapping in patients with hypersecretory pulmonary diseases, for example, cystic fibrosis. Oscillating positive expiratory pressure works when the patient exhales actively against a fixed resistor, which generates mean intrapulmonary pressures of 10–20 cm H2O with rapid fluctuations of at least 1 cm H2O from the mean. In this study, we evaluated the performance of oscillating positive expiratory pressure therapy by pediatric subjects with cystic fibrosis to determine adherence to target therapeutic pressures.
METHODS: Twenty-one pediatric subjects were recruited. Each had a history of using an oscillating positive expiratory pressure device twice daily and had received standardized training and instructions from the same specialist physiotherapist. Performance was evaluated by using a flow and pressure sensor placed in-line between the participant's mouth and the device. The participants performed expirations as per their normal routine.
RESULTS: None of the participants achieved target therapeutic pressure ranges during expiration. The mean ± SD pressure generated was 16.2 ± 6.8 cm H2O, whereas mean ± SD flow was 31.3 ± 8.9 L/min. The mean ± SD expiration length was 2.5 ± 1.4 s.
CONCLUSIONS: Despite standardized instruction, the results demonstrated considerable variation among the participants and overall poor technique during use. Outcomes of this study indicated that airway clearance effects of oscillating positive expiratory pressure were compromised due to poor technique.
- oscillating positive expiratory pressure therapy
- cystic fibrosis
- hypersecretion
- airway clearance
- pediatric
Introduction
The purported benefits of airway clearance were first described in The Lancet in 1901.1 In healthy individuals, mucus is removed from the lungs by the mucociliary system, but, in pathological conditions, such as cystic fibrosis (CF), bronchiectasis, productive COPD, and asthma, there is mucus hypersecretion coupled with thickening of the bronchial mucus.2 Air-flow restrictions caused by retained secretions increase the work of breathing, create ventilation-perfusion mismatch, and can reduce gas exchange.3 In respiratory mucus hypersecretion, there is submucosal gland hypertrophy and goblet cell hyperplasia, and an increase in mucin synthesis. There also is decreased mucociliary transport, mucus plugging, and atelectasis in the small airways.3
For more than 40 years chest physiotherapy has been the primary mechanism to remove excess secretions and break the cycle of obstruction, infection, inflammation, and damage to pulmonary tissue in patients with CF. Although CF is a complex disease that involves several organs, 85% of mortality is associated with lung disease.4 Oscillating positive expiratory pressure (OPEP) devices have become internationally ubiquitous and are intended to help remove excess secretions and reduce gas trapping in patients with hypersecretory conditions.5 OPEP has been shown to be at least as effective as traditional chest physiotherapy for mobilizing secretions and is less physically demanding and time consuming than postural drainage or percussion.6 Oscillating intrapulmonary pressure provided by OPEP devices has been proposed to reduce the viscoelasticity properties of pulmonary mucus, whereas short bursts of increased expiratory flow assist in mobilizing mucus.3,7 OPEP therapy is believed to produce air behind retained secretions in the lower airways via compensatory flow through interalveolar pores of Kohn and bronchial-alveolar canals of Lambert.8 This then facilitates secretion removal with a forced huff cough maneuver.
During OPEP therapy, patients are instructed to inspire slightly more deeply than normal, to briefly hold their breath, and then to exhale with the help of abdominal muscles, through the device to below their functional residual capacity level but not all the way to residual volume.9 The target therapeutic pressure range is widely reported in the literature as 10–20 cm H2O, at a flow of 10–20 L/min.10–13 The recommended duration of expiration, not including breath-hold, is 3–4 times the length of inspiration, which represents an inspiration-expiration ratio (I:E) of 1:3 or 1:4.11,12 This prolonged, steady exhalation flow splints open collapsed small airways. The cycle should be repeated 10–20 times, with 2–3 additional huff coughs to clear any loosened secretions.
There are a multitude of PEP and OPEP devices available on the market; they offer various levels of complexity, adjustability, and usability. The Aerobika OPEP device (Trudell Medical, London, Ontario, Canada) offers 5 independently selectable levels of resistance during use, as do several competitor products (eg, Acapella, Smiths Medical Minneapolis, Minnesota; RC Cornet, R Cegla, Montabaur, Germany). Variable resistance is intended to allow all users to generate the correct pressures and/or correct I:E, depending on each manufacturer's instructions. OPEP is designed to provide a clinical benefit during steady expiration with a pressure range of 10–20 cm H2O14 and is fundamentally different from the forced expiratory maneuver performed during pulmonary function testing.2 The purpose of the current study was to evaluate participant performance while using an OPEP device. Specifically, the study aimed to determine adherence to the recommended technique to ensure maximum therapeutic effect. In the study cohort, all the participants used the Aerobika as their primary airway clearance device.
QUICK LOOK
Current knowledge
For over 40 years, chest physiotherapy has been the primary mechanism to remove excess secretions and break the cycle of obstruction, infection, inflammation, and damage to pulmonary tissue in patients with cystic fibrosis. Oscillating positive expiratory pressure (OPEP) devices have become ubiquitous and are intended to help remove excess secretions and reduce gas trapping in patients with hypersecretory conditions.
What this paper contributes to our knowledge
The outcomes of this study raised the possibility that the therapeutic effects of OPEP for airway clearance are being compromised due to poor technique and that care should be taken to reinforce the difference between lung function testing and OPEP to both patients and their caregivers. We explained what OPEP users were doing wrong, and identified what they need to do differently to optimize the possible benefits.
Methods
The study measured mean and peak pressure, mean and peak flow, oscillation rate, length of expiration, inter-breath delay (inspiration plus breath-hold), total oscillations generated, and total expiration time. From these data, I:E were extrapolated. Routine lung function testing was performed with all the participants by the CF specialist physiotherapist [LC] before collecting the OPEP data by using the In2itive handheld spirometer (Vitalograph, Ennis, Ireland). From this, FEV1 (L), FEV1 (% predicted), and FVC were collected as baseline data.
Each participant was instructed to undertake an OPEP session composed of 10 breath cycles, performed as he or she normally would at home (ie, inspiration, breath-hold, and expiration through the OPEP device). All the participants had routinely used the Aerobika OPEP device as their primary airway clearance device for 3 to 18 months and had previously received standardized written and oral instructions from the same CF specialist physiotherapist [LC]. Each participant's adherence and technique were reviewed at 3 monthly follow-up visits. The instructions for using the Aerobika OPEP device were those provided by the manufacturer (http://www.trudellmed.com/sites/default/files/2017–10/opep_ifu.pdf. Accessed September 20, 2018).
To capture data, a combined flow and pressure sensor was placed in-line between each participant's mouth and the Aerobika device. For subject safety, a disposable bacterial and viral filter was placed proximal to the sensor for each participant (Vitalograph model 28350) (Fig. 1). Flow was measured by using a mass flow meter designed for medical applications (AWM7200, Honeywell, Morris Plains, New Jersey), whereas pressure was measured by using a standard accuracy, gauge pressure sensor (SSC-SANN001PGAA5, Honeywell).
All the data were recorded digitally through LabView (National Instruments, Austin, Texas). A data acquisition card was used as an interface between the sensor circuitry and LabView (DAQ card, model USB-6001, National Instruments, Austin, Texas). The results were imported into Excel (Microsoft, Redmond, Washington) and SPSS version 24 (SPSS, Chicago, Illinois) for further analysis. Ethical approval was granted for this study by the University Hospital Limerick Ethics Board, May 2017. Informed consent was obtained from the participants' parents or guardians before testing.
Results
A convenience sample of 21 pediatric participants, 52% male (n = 11), was recruited over a 6-week period when they attended regularly scheduled checkups in the CF unit at the University Hospital Limerick, Ireland. The participants were ages between 5 and 17 y at the time of testing, with FEV1 values that ranged from 46 to 117% predicted for age, sex, and height. In total, 209 expirations were analyzed from the 21 subjects recruited (Table 1). Data from 1 expiration were unavailable because the participant took longer than 100 s to complete the 10 expirations, and, as a result, the participant's last breath was not captured in the data logging software.
Pressure and Flow
Of the 209 recorded expirations, none were within the therapeutic target range of 10–20 cm H2O at 10–20 L/min (Fig. 2, shaded box). Of the expirations, 49.2% (no. = 103) fell within the specified pressure range but were outside the flow range. Peak pressures were found to be several times the maximum therapeutic range, whereas the peak flow of some subjects was >8 times the prescribed maximum. The mean flow across all the participants was mean ± SD 31.3 ± 8.9 L/min. Four subjects (19%) exceeded 78 cm H2O (which is the maximum rating of the pressure sensor) on multiple expirations. The mean pressure was strongly correlated to the mean flow (R2 = 0.87, P < .001). No correlations were found among participants' generated pressure and flow for FEV1, FEV1 predicted, FVC, sex, age, height, or weight.
Expiration and Inspiration Length
The shortest and longest recorded expirations were 0.8 s (participant no. 13, breath 7) and 6.6 s (participant no. 6, breath 9) (Fig. 3A). The mean expiration length varied among the participants from 0.9 to 5.8 s, whereas the mean expiration length across all 209 breaths was mean ± SD 2.5 ± 1.4 s. The mean inspiration length, including the delay between expirations, ranged from 0.8 to 8.8 s among the participants, whereas the mean across all breaths was mean ± SD 2.4 ± 2.0 s. The resultant mean I:E among the participants ranged from 1:0.4 to 1:2.4, with an overall mean of 1:1.2. No participant was recorded performing any discernible breath-hold between inspiration and expiration. The total expiration time ranged from 9.1 s (participant no. 11) to 52 s (participant no. 6), a 5.7 fold difference in treatment time.
Oscillations
Oscillation frequency of the Aerobika device was found to be correlated to the mean pressure (R2 = 0.80, P < .001). Participant no. 13 experienced just 154 oscillations across 10 expirations, whereas participant no. 5 experienced 704 oscillations, which represented >4.5 times more oscillations during the same session.
Repeatability
All 10 recorded expirations for participant no. 6 and participant no. 13 are shown in Figure 3B. This plot graphically illustrates the intra-breath consistency across expirations. A similar pattern of repeatability was observed across the other 19 participants.
Resistance
Of the 21 participants and their parents and/or guardians, only 6 (28%) were aware of what setting they should be using. Several remarked that they just left the device set as it arrived from the manufacturer (usually the middle setting) or that they put it to the highest setting because it must be better.
Discussion
To our knowledge, this was the first study to assess the real-world performance of OPEP in a cohort that one might expect to be technically competent (children with CF). The results demonstrated that, across all the participants, expiratory pressure was outside the target ranges (Fig. 2). Previous in vitro comparison studies of OPEP devices, such as those by Volsko et al5 and Sugett et al14 used flows as low as 5 L/min up to 40 L/min at peak expiratory flow to evaluate device performance. Flows recorded during this study were well above the prescribed flows in the literature and of those used during the clinical evaluation of the devices, with some participants recording peak flows of >160 L/min during expiration.
In the literature that pertains to OPEP, as well as manufacturers' instructions, physiotherapist direction, and instruction leaflets supplied by the department of physiotherapy at the University Hospital Limerick, the patients are told to take a slightly larger than normal volume breath, hold for 2–3 s, and maintain a steady exhalation for at least 4 s. Our study demonstrated that the participants were not following these instructions.
Peak flow and pressure measurements are sources of concern. Some of the pressures recorded in this study were more akin to high-pressure PEP. High-pressure PEP is generally reported as intrapulmonary pressure of >25 cm H2O (and <100 cm H2O), although the procedure itself is different from that of OPEP because it requires a deep inspiration, followed by expiration to FVC. Due to the increased breathing effort required, High-pressure PEP therapy is not as widely used.15
We noted that a number of well-meaning parents actively encouraged their child to perform shorter and more forceful expirations. This emphasis seemed to rely on the view that “more is better” as would be the case during lung function testing. Unfortunately, as a consequence, some of the participants who generated the greatest flow and pressures achieved the shortest overall treatment times and the least amount of oscillations, possibly limiting clinical benefit (eg, participant no. 11 generated a peak pressure of >77.2 cm H2O [in excess of the sensor limit], a peak flow of 169 L/min, but only generated 159 oscillations over a total expiration time of just 9.1 s [the shortest of the cohort]).
The physiologic mechanisms of generating collateral flow distal to mucus plugs to mobilize secretions may be limited when patients generate high expiratory pressure after a reduced inspiration. This is particularly true in children who have reduced airway-wall stiffness, airway diameters, and alveolar collateral channels.3 In 1958, Hyatt et al16 measured intrathoracic pressures with an esophageal catheter and plotted this pressure versus expiratory flows measured at the mouth at specific lung volumes. These isovolume pressure–flow curves demonstrated that expiratory flow became limited or effort-independent at relatively modest positive intrathoracic pressures; this permitted their data to be presented as maximum flow-volume curves.17 There is a critical balance to be struck between compression of pulmonary tissue and collapse of airways during OPEP; with airway collapse, mucus clearance is completely inhibited.3 Hence, forced expiration that results in multiple “choke points” in the intrathoracic conducting airways should be avoided when performing OPEP.18,19 To our knowledge, there are no published studies that evaluated OPEP therapy at increased intrapulmonary pressure, and there is a known risk with high pressures of complications, for example, pneumothorax.20 The increased pressures generated through the incorrect use of OPEP devices, such as those seen in this study, therefore, are potentially detrimental.
The recommended expiration length of >4 s with an I:E of 1:3 to 1:4 was not observed in our study, which found the mean length of expiration was just 2.6 s. The average delay between breaths (including inspiration and breath-hold) was 2.5 s. This amounted to an average I:E across all breaths, which ranged from 1:0.4 to 1:2.4; no participant achieved the recommended I:E. Some participants took several breaths between expirations into the Aerobika device, which led to a highly skewed I:E. No participant was recorded performing a discernible breath-hold before expiration during the session, the participants either expired immediately after a single inspiration or took multiple breaths between expiring through the OPEP device. The clinical impact of performing individual OPEP expirations punctuated with long pauses in between was unclear but would seem counterintuitive to the object of OPEP therapy, specifically, to splint open collapsed airways because positive intrapulmonary pressure is not sustained. The total duration of oscillating intrapulmonary pressure during expiration is an important measure of efficiency in mobilizing secretions.14
The frequency of oscillations was correlated positively to expiration pressure. Unsurprisingly, the total duration of expiration had a considerable effect on the number of pressure oscillations generated during therapy. Across the study cohort there was a 4.5-fold difference in the number of oscillations experienced between the shortest and the longest total expirations (participant no. 13 and participant no. 5, respectively). Interestingly, both of these participants were satisfied that they had completed an effective OPEP session, as were their parents and/or guardians. Because oscillations have been shown to reduce viscoelasticity and increase movement of secretions cephalad, it is reasonable to assume that longer duration expirations, and, therefore, more oscillations, are more beneficial to patients than short expirations.
The difference between the shortest and longest recorded breaths (participant no. 13, breath 7; and participant no. 6, breath 9) are demonstrated in Figure 3A; whereas plots of all 10 recorded expirations for the respective participants are presented in Figure 3B. The plot illustrated the intra-breath consistency across expirations, irrespective of technique, and a similar pattern was observed across the other 19 participants. This repeatability, coupled with the lack of any correlation between FEV1 and generated pressure or flow, suggested that the pattern of expiration is well learned, albeit flawed, and may be correctly re-learned with additional training and regular monitoring.
Lapin21 and Rand et al22 stressed the need for frequent assessment of participant technique and appropriate level of resistance during OPEP therapy to ensure that the treatment regime is appropriate to the individual's needs. To our knowledge, no system exists to evaluate both parameters with real-time feedback; some analog manometers are sold as accessory devices for OPEP but only to gauge average pressure (eg, the Aerobika Manometer Accessory, Trudell Medical; Therapep, Smiths). These manometers have possible unintentional drawbacks however because they have the potential to harbor pathogenic bacteria23 and are not designed for disassembly and cleaning as with OPEP devices.
Conclusions
The outcomes of this study raise the possibility that the therapeutic effects of OPEP for airway clearance are being compromised due to poor technique and that care should be taken to reinforce the difference between lung function testing and OPEP to both patients and their caregivers. We believe that this was the first study to report flow and pressure values during OPEP device use in pediatric subjects with CF. Despite standardized instruction and good self-reported adherence to twice-daily OPEP therapy, the results demonstrated considerable variation among the participants and overall poor technique during use.
In some participants, there seemed to be a conflation between the objective of OPEP therapy and lung function testing, particularly the FEV1 maneuver, which seemed to contribute to poor technique. The participants demonstrated good intra-breath repeatability and no correlation between FEV1 and pressure, which suggested that the technique, although suboptimal, was well learned and could be modified with appropriate support.
Acknowledgments
The authors thank the participants, their parents and guardians, and the staff of the CF unit in University Hospital Limerick for their time and patience in facilitating this study.
Footnotes
- Correspondence: Colum P Dunne PhD, Graduate Entry Medical School, University of Limerick, Limerick, Ireland V94 T9PX. E-mail: colum.dunne{at}ul.ie.
The current work was funded under an Enterprise Ireland research grant (CF-2016-0428-P) co-funded by the European Regional Development Fund under Ireland's European Structural and Investment Funds Programmes 2014-2020.
The authors have disclosed no conflicts of interest.
- Copyright © 2019 by Daedalus Enterprises