Abstract
BACKGROUND: Burnout is a major challenge in health care and is associated with poor overall well-being, increased medical errors, worse patient outcomes, and low job satisfaction. There is scant literature focused on the respiratory therapist’s (RT) experience of burnout, and a thorough exploration of RTs’ perception of factors associated with burnout has not been reported. The aim of this qualitative study was to understand the factors associated with burnout as experienced by RTs amid the COVID-19 pandemic.
METHODS: We performed a post hoc, qualitative analysis of free-text responses from a survey of burnout prevalence in RTs.
RESULTS: There were 1,114 total and 220 free-text responses. Five overarching themes emerged from the analysis: staffing, workload, physical/emotional consequences, lack of effective leadership, and lack of respect. Respondents discussed feelings of anxiety, depression, and compassion fatigue as well as concerns that lack of adequate staffing, high workload assignments, and inadequate support from leadership contributed to feelings of burnout. Specific instances of higher patient acuity, surge in critically ill patients, rapidly evolving changes in treatment recommendations, and minimal training and preparation for an extended scope of practice were reported as stressors that led to burnout. Some respondents stated that they felt a lack of respect for both the RT profession and the contribution of RTs to patient care.
CONCLUSIONS: Themes associated with burnout in RTs included staffing, workload, physical and emotional exhaustion, lack of effective leadership, and lack of respect. These results provide potential targets for interventions to combat burnout among RTs.
Introduction
Burnout has been identified as a major challenge in health care.1-4 It has been defined as “a psychological syndrome emerging as a prolonged response to chronic interpersonal stressors on the job.”5 Burnout can result in increased staff turnover, medical errors, and substance or alcohol abuse6-8 and has been associated with negative perception of job satisfaction and suicidal ideation.9,10
The COVID-19 pandemic increased pressure on already susceptible first-line health care workers,11 including respiratory therapists (RTs). The initial patient surge resulted in a higher volume of in-patient care assignments, increased usage of mechanical ventilation, high mortality rate, and significant stress related to lack of knowledge of the virus and lack of personal protective equipment (PPE).12 Over the course of the pandemic, RT staffing, already stressed with increased in-patient volume, was further challenged by staff illness and staff resignations for higher-paying travel assignments.13 Compounded with fears of contracting the virus, lack of equipment, lack of PPE, and anxiety about home and family, RTs faced burnout at an unprecedented rate. Importantly, RTs suffering from burnout are more likely to miss work.14
The literature addressing burnout in health care is abundant; however, there is a paucity of data focused on the prevalence and factors associated with burnout in RTs specifically.1-4,15 Prior studies from our group found 79% of RTs suffer from burnout, and staffing, workload, poor leadership, COVID-19, and lack of recognition/respect were identified as key drivers of RT burnout.16 The purpose of this study was to identify themes associated with RT burnout. Analyzing the open-ended comments submitted on a burn-out prevalence survey,14 a grounded theory approach was used to explore the experiences of the respondents to further understand what factors influence burnout among RTs.
QUICK LOOK
Current Knowledge
Burnout has been identified in healthcare providers for decades and is a major challenge for the industry. The far reaching effects of burnout include a decrease in overall well-being and job satisfaction, but also extend to the patient, with decreased patient outcomes and increased medical errors. Up to 72% of RTs experience the effects of burnout, which is detrimental to the overall wellbeing of the profession. While burnout was prevalent within the healthcare industry prior to COVID-19, the pandemic exacerbated burnout for many healthcare professionals.
What This Paper Contributes to Our Knowledge
RTs are experiencing burnout, which is driven from staffing, workload, physical/emotional consequences, lack of leadership, and lack of respect. Their unique personal perspective has the ability to guide future efforts specific to reducing RT burnout by focusing on strategic staffing, value efficiency, emotional support during the workday, the presence of respiratory care leaders in the patient care environment, and campaigning for professional respect. The qualitative nature of this study helps to develop a framework that has the ability to support RTs through burnout and elevate the profession.
Methods
Respondents and Sample Size
This study is a post hoc analysis of a study conducted by our group14 that assessed the prevalence of burnout in RTs. The survey was developed by the authors and administered electronically via REDCap (hosted at Duke University Medical Center, Durham, North Carolina), was active between January 17, 2021–March 15, 2021, and was declared exempt by the Duke University Medical Center Institutional Review Board. The survey contained 16 Likert scale questions focused on staffing, leadership behaviors, and personal well-being in addition to 11 demographic questions. In addition to questions developed by the researchers related to staffing, the survey used validated sections of the Safety, Communication, Operational Reliability, and Engagement survey on emotional exhaustion and leadership behavior to measure burnout.16 The survey was sent to respiratory care department managers who distributed it via e-mail to their RTs. As part of the survey design, a comment section allowed respondents to express any comments or feedback to the authors.
Study Design
The purpose of this qualitative study was to identify themes associated with burnout among RTs. An inductive approach was used to identify themes within the unstructured comments provided by the respondents in the context of their burnout experiences. The research team analyzed the specific comments from the respondents to generate broad generalizations and search for trends.
Data Analysis
Three researchers (SS, KJR, and BS) conducted thematic analysis in 2 stages: open coding and axial coding. The first stage, open coding, focused on in vivo codes within each line of text provided by the respondents. The researchers segmented the original text into short descriptors of the phenomena, such as exhaustion or workload. The second stage, axial coding, linked the subcategories to overarching themes. Electronic software was not used, as the researchers opted to organize and code the data by hand. Each researcher (SS, KJR, and BS) independently performed the first and second stages, and the emerged themes were validated by an expanded research team (SS, KJR, BS, CAH).
Results
The original survey yielded 1,114 complete responses with a response rate of 37%. Burnout prevalence was 79% in this survey of RTs practicing in the United States during the COVID-19 pandemic.14 Demographics are provided in Table 1.
Of the 1,114 respondents, 220 (19.7%) completed the open-ended question at the end of the survey that invited respondents to share comments or feedback. The qualitative analysis evaluated respondents’ written comments. Open coding discovered phrases such as patient deaths, exhaustion, compassion fatigue, lack of training, policy changes, workload, staffing, and compensation, to name a few. The second stage, axial coding, linked the subcategories to 5 overarching themes. Table 2 provides a sample of verbatim quotations from the respondents’ text entries in the open-comment section of the electronic survey, the initial code from the open coding process, and the theme that resulted from axial coding. The final themes that emerged from axial coding, in order of frequency, were staffing, workload, physical/emotional consequences, lack of leadership, and lack of respect (Table 3).
Staffing
Staffing was a repeated theme among the responses and highlighted the frustration experienced by RTs (Table 4). Comments included those calling out the impact of inadequate staffing and its effect on burnout directly as well as those reporting the length of time staffing has been inadequate. These comments commonly referenced increased workloads and self-reported burnout. Some respondents reported mandatory overtime, the use of agency staff, and staffing shortages. Survey respondents also noted that short staffing was a chronic issue and opportunities to take a break are limited. Others noted that short staffing compromises the delivery of quality patient care. It is important to note that staffing was self-identified as being a major cause of added stress and anxiety among survey respondents.
Workload
Another theme identified in the survey comments was high workload (Table 5). High workloads resulted not only from the lack of adequate staffing but also from the surge of patients admitted with COVID-19. Additionally, RTs often respond to emergent situations in their assigned areas throughout the shift, which exacerbated the feeling of being overwhelmed. Comments also addressed the experience of working in areas outside of their normal scope of practice during the height of the pandemic.
In addition to the volume of workload, respondents expressed concerns about the effect of high workload assignments on the quality of care they were providing during the pandemic. Concerns centered around not only providing evidence-based, high-quality care but also the difficulty in keeping up with the rapidly changing recommendations regarding care for patients with COVID-19. Unfortunately, other health care professionals were also a source of stress; respondents reported requests for interventions that were not indicated nor aligned with best practice.
Physical and Emotional Consequences of Burnout
A third theme that emerged from the comments was the physical and emotional consequences of burnout (Table 6). Words and phrases such as anxiety, exhaustion, and compassion fatigue were identified in the initial coding. Some commented on the physical demands of the job and discussed the number of patients, unplanned interventions, and physical labor required to complete tasks and provide adequate care. Physical exhaustion was reported as a result of the increased number of patients requiring prone positioning while intubated and mechanically ventilated. The adverse effects of doing such demanding physical work were reported by respondents as causing migraines, jaw clenching, and other physical aches and pain.
An emotional toll on respondents was also evident throughout the survey. Respondents reported feeling anxious, unable to sleep at night, and a sense of dread when arriving to work. Compassion fatigue was specifically mentioned throughout the comments.
The COVID-19 pandemic was specifically highlighted as a cause of physical and emotional distress by the respondents. Feelings of isolation were described by respondents unable to see friends and family throughout the pandemic. A number of respondents reported that either they or their family members were diagnosed with COVID-19. One RT described the despair of removing their father from life support due to COVID, only to receive a diagnosis themselves and missing the funeral.
Lack of Leadership
Respondents highlighted a lack of support from leadership (Table 7). Feelings of underappreciation, a general lack of communication, perceived lack of empathy from managers, and an overall disconnect between management and staff were noted. They also reported feelings of burnout related to frustration with leaders’ inability to improve the efficiency of the care process. Respondents expressed an explicit desire for more immediate feedback, more timely and consistent communication, and empathy from their leadership.
Lack of Respect
The final theme that emerged was lack of respect (Table 8). Perceived lack of respect was identified from comments referring to lack of respect directly, compensation, and appreciation. Media coverage of the pandemic often focused on physicians and nurses and downplayed or ignored the contribution of RTs during the pandemic. Respondents also highlighted compensation discrepancies. Respondents commented that RT salaries and/or hazard pay may not be equitable to salaries of other first-line health care workers. Other comments directly attributed to the perceived lack of support from national and state respiratory care organizations.
Discussion
The purpose of this research was to identify themes leading to burnout in the study population. Our analysis of the responses to a survey revealed 5 themes: staffing, workload, physical/emotional consequences, lack of leadership, and lack of respect. These themes validated the key drivers of burnout reported in our 2 prior surveys of RTs (poor leadership, staffing, high workload).14,16 Similar themes have been identified by other research teams investigating burnout, specifically related to the RT.17,18
The Joint Commission published a Sentinel Event Alert in February 2021 focused on the impact of the pandemic on health care workers.19 They reported comments submitted by anonymous health care workers through The Joint Commission’s Office of Quality and Patient Safety reporting website. These comments centered around 3 main themes: fear of the unknown, fear of getting sick, and fear of bringing the virus home. Whereas these themes may have also been of high concern to RTs, our data suggest that there were other, more urgent, issues that needed to be addressed reported by our study population.
Staffing
Of the themes identified in our current study, staffing highlighted an issue that has been of growing concern for the profession.20 The increased in-patient volumes experienced by acute care hospitals during the pandemic put a significant strain on staff, starkly illuminating the inability of respiratory departments to flex up staffing enough to meet the increased demand for respiratory care services.
The RTs who worked during the pandemic were also at risk of contracting the virus as they worked closely with infected patients and were frequently at the bedside during high-risk aerosol-generating procedures such as intubation, extubation, aerosol therapy, noninvasive ventilation, and airway suctioning. It was inevitable that some RTs would become infected and be forced to quarantine, rendering them unavailable to work for a period of time, thus exacerbating staffing shortages.19,21 Those who returned to work may not have been able to perform their duties at 100% capacity due to resultant weakness along with mental and physical fatigue.
One temporary solution many facilities have employed to address the staffing shortage is contracting with agency or registry staff to supplement existing staffing levels. Agency RTs are hired to fill a short-term staffing need, and health care organizations pay a premium for the flexibility offered by this staffing solution. However, as the need for additional RT staffing spread, an increasing number of departments turned to agency therapists to supplement staffing. Inevitably, the agency rates for temporary RT staffing increased commensurate with demand; in many cases the wage paid to contract an agency RT was reportedly double, and in some cases even triple, the normal hourly wage.13
Another temporary solution involved the use of RT students and non-RT care extenders. Some state respiratory care licensing acts, such as Missouri, Indiana, Kansas, Kentucky, and Connecticut, allow RT students to gain employment under a temporary, limited practice license. In early months of the pandemic, displaced medical students offered to perform patient assessment and other routine care activities.22 Other facilities reassigned licensed health care providers, such as physical therapists, occupational therapists, certified registered nurse anesthetists, and other skilled providers whose primary work environment was halted to reduce the spread of COVID-19. These providers, commonly termed respiratory therapy extenders, performed patient assessments and other respiratory care that was within the purview of their professional state license.23 Though these staffing solutions helped in the short term, they are not sustainable over a longer care period.
Some facilities offered monetary bonuses related to overtime shifts, caring for patients diagnosed with COVID-19, and other staffing shortage situations. In addition, recruitment of RTs in many cases has expanded to recruiting across the United States rather than regionally. Hospitals in rural states are competing for RTs with larger, urban facilities that may be able to offer a higher hourly wage. An organizational solution for long-term resolution of staffing shortages may include hospital administration evaluating and adjusting, as necessary, pay scales for first-line care providers.
Workload
A second theme identified by respondents was contingent on the high workload per RT as well as the unscheduled or emergent work required each shift. The comments paint a picture of RTs exhausted by the amount of work they were expected to accomplish, as well as their dismay at not being able to spend the time necessary with each patient to provide quality care, and concerns about delivering non-indicated therapies. Anecdotally, some RTs who routinely worked in areas other than the critical-care units were reassigned to help with the significant patient surge early in the pandemic. The challenge of working in an unfamiliar environment and doing unaccustomed work contributed to increased levels of discomfort and anxiety. Additionally, the pandemic brought a steep learning curve resulting from quickly developing evidence concerning the most effective COVID-19 patient care. Respondents’ feelings of ineffectiveness and their inability to provide valuable, quality care to their satisfaction, also known as reduced professional efficacy, are one of 3 dimensions used to define burnout.5
Similar to overcoming suboptimal staffing, overcoming excessive workload, especially during a respiratory pandemic, is a challenge. However, one organizational solution may be reducing the delivery of interventions that are not supported by the evidence. Lambden et al24 found that the provision of futile or potentially inappropriate care was a factor for burnout. By reducing the amount of unnecessary therapies provided, the RT workload burden may be alleviated. Similar to the strategies to combat burnout caused by excessive workload as suggested by Gomez et al,25 we also found that aspects of well-being include RT input into scheduling, work hours, and the implementation of care plans.
Physical/Emotional Consequences
The third theme was focused on feelings of fear, anxiety, isolation, loss, and exhaustion. Every health care worker had a unique experience of the pandemic, but the emotions expressed in the comments were remarkably similar and speak powerfully of the tremendous pressure of being overextended and required to do much more work with significantly less resources and support. As experts in respiratory care, RTs spent long hours caring for critically ill patients diagnosed with COVID-19. Despite expert care and best efforts, many of these patients died,26 leaving RTs with a sense of overwhelming loss and a feeling of ineffectiveness. Respondents to this survey reported that they experienced multiple patient deaths each day at the height of the pandemic and felt personally responsible when patient outcomes were not positive. Repetitive exposure to critical illness and patient deaths can compound stress already felt by the RT.
Solutions to combat these physical and emotional consequences are complex. Mahan, in a review of the impact of death and dying on RTs, identified several strategies including keeping an open dialogue with staff about handling stressful situations, making available a social worker and/or chaplain services, and incorporating an ongoing educational program focused on dealing with death and dying.27 West noted several individual-focused burnout strategies have been reported in the literature, including stress management training, self-care training, communication skills training, and mindfulness training, though it is important to ensure that these activities are included during work hours.10 Research has demonstrated that systematic interventions to combat burnout are more effective than those interventions focused on the individual.28 It has been recommended that organizational strategies to enhance wellness should be informed by ensuring meaningful work, professional fulfillment, and providing social support and community at work.25
Lack of Leadership
In a post hoc analysis of the quantitative data from our current survey, we found that a positive view of leadership was protective against burnout.29 Crisis leadership requires clear communication and caring relationships. Respondents to our survey specifically highlighted several practices throughout the pandemic that contributed to their disappointment and disillusionment with hospital leadership, one of which was a perception that leadership was uncaring of the difficulties RTs were experiencing. Caring is demonstrated through presence, specifically a leader’s visibility and presence in the hospital and on the units where care was being provided. Through this analysis, it was evident that RTs look to their leadership for empathy and guidance. However, those reporting burnout emphasized that these attributes of leadership were missing.
Frustration was expressed about outdated leadership practices. This could be attributed to confusing and ever-changing guidance on providing care for patients with COVID-19, despite the fact that much of the guidance was based on protecting health care workers from infection. Getting the correct information to first-line caregivers proved to be challenging. Lack of consistent information contributed to RTs feeling that leaders were uncaring of work-related risks to their health. In commenting about incentives, several respondents pointed out that incentives arrived too little and too late and it appeared to staff that the money was a poor substitute for really caring about the health and well-being of first-line workers.
In a separate post hoc analysis of the same data set used for this analysis, we focused on leadership perceptions and offered several solutions.29 These included effective communication, relationship building between department leadership and staff, leadership presence, and focusing less on productivity and more on the value added by RTs. However, there is a paucity of research in this area related to respiratory care and is an area for future investigation.
Lack of Respect
Though not as prevalent in this analysis as the prior 4 themes, lack of respect was evident in comments directly speaking to respect and a perceived lack of appreciation for the skills and abilities of the RT as well as comments addressing recognition and compensation. In the health care environment, respect toward employees, especially first-line health care workers, can take a variety of forms. Respect encompasses adequate monetary compensation, providing appropriate equipment, ensuring appropriate staffing/workload management, and public recognition of the value of those employees and their contributions to the health care facility and community in general. During a pandemic and high patient surge, this demonstration of respect can falter as focus shifts to managing these new challenges.
Respondents to this survey felt slighted in a variety of ways. This lack of recognition for the efforts of the RT occurred at the hospital level, the local level, as well as nationally, and dealt a significant blow to RT morale that continues to be felt throughout the profession. Unfortunately, there is a lack of research in this area. However, integration into the health care team, continued efforts to inform communities of the contribution of the RT and their role in critical care, along with hospital administration recognition of the RTs’ contribution to positive patient outcomes may be a key component to closing this gap.
Limitations
There are limitations to this study. Our original study was limited by self-selection of respondents who were interested in the study topic and may not have been representative of all RT departments. Specific to the qualitative analysis, the study does have a potential for research bias. The researchers looked for patterns in the comments provided in the original survey submissions and assigned specific words and phrases to categories. The responses were analyzed by 3 researchers in an effort to establish validity and inter-rater reliability.
Conclusions
We identified 5 themes associated with burnout in RTs: staffing, workload, physical/emotional exhaustion, lack of or ineffective leadership, and lack of respect. Understanding these factors can help leadership develop meaningful interventions to potentially alleviate some of the stress associated with burnout in RTs. More research into the factors that lead to burnout in RTs is needed as well as validated solutions to prevent or alleviate burnout in this population.
Footnotes
- Correspondence: Shawna Strickland PhD RRT RRT-NPS RRT-ACCS AE-C FAARC, Rush University, 600 S. Paulina Street, Suite 1001 AAC, Chicago, IL 60612. E-mail: Shawna_L_Strickland{at}rush.edu
Mr Miller discloses a relationship with Saxe Communications. Mr Miller is a section editor for Respiratory Care. The remaining authors have disclosed no conflicts of interest.
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