Abstract
BACKGROUND: Leadership is critical to high-functioning teams; however, data are lacking for what defines successful respiratory therapist (RT) leadership. Leaders need a wide range of skills to be successful, although the exact characteristics, behaviors, and accomplishments of successful RT leaders are unknown. We performed a survey of respiratory care leaders to evaluate different aspects of RT leadership.
METHODS: We developed a survey of RT leaders to examine respiratory care leadership in a variety of professional settings. Different aspects of leadership and the relationships between perceptions of leadership and well-being were assessed. Data analysis was descriptive.
RESULTS: We received 124 responses, with a response rate of 37%. Respondents had a median 22 y of RT experience, and 69% were in leadership positions. The most-important skills identified for potential leaders were critical thinking (90%) and people skills (88%). Self-initiated projects (82%), intradepartmental education (71%), and precepting (63%) were noted accomplishments. Reasons for exclusion from leadership included poor work ethic (94%), dishonesty (92%), difficulty getting along with others (89%), unreliable (90%), and not being a team player (86%). Most respondents (77%) agreed American Association for Respiratory Care membership be a requirement for leadership; however, 31% required membership. Integrity (71%) was noted consistently as a characteristic of successful leaders. There was no consensus for behaviors of successful versus unsuccessful leaders or what defines successful leadership. Ninety-five percent of leaders had received some leadership training. Respondents reported that well-being is affected by leadership, departmental culture, peers, and leaders with burnout; 34% of respondents felt people with burnout received good support at their institution, whereas 61% felt maintaining well-being is left to individuals.
CONCLUSIONS: Critical thinking and people skills were the most-important skills for potential leaders. Limited consensus existed on characteristics, behaviors, and defined success of leaders. Most respondents agreed leadership influences well-being.
- leadership
- management
- respiratory therapy
- respiratory care practitioner
- respiratory therapist
- leadership behaviors
- leadership characteristics
- leadership success
Introduction
Effective leadership is integral to high-functioning teams. In health care, leadership has a significant impact on organizational goals, quality of patient care, and staff well-being.1,2 Effective leadership is fundamental in creating a healthy work environment as leaders are responsible for creating psychological safety and dealing with disruptive behavior.3,4 Respiratory care is a stressful profession, and respiratory therapists (RTs) are exposed to high workloads, inadequate staffing, disruptive behavior, bullying, moral distress, compassion fatigue, and end-of-life care.5 Leadership, both successful and unsuccessful, has an effect on all areas of the work experience, either directly or indirectly. Prior studies of RTs have implicated leadership as a key, potentially modifiable, driver of burnout.6–8
Health care workers, including RTs, are often promoted to leadership positions based on seniority, technical skills or clinical acumen, and hard data on how RT leaders are selected are lacking.9 These skilled RT clinicians may not have the necessary skills or behaviors to be successful as a leader. Successful leadership requires a unique skill set that is often not taught during clinical training, and therefore, new leaders need to be carefully selected and receive coaching, mentorship, and skill building to be successful.9,10 A large prevalence study of RTs found a positive view of leadership was associated with a decreased risk of burnout.8 Another study identified poor or ineffective leadership as the number one reported driver of burnout among RTs.7
There are limited data describing RT leadership practice. Given the influence of leaders on well-being and overall department function, data related to RT leadership characteristics and behaviors are critical for continued advancement the profession. The purpose of this study was to describe how leaders are identified, desired skills and accomplishments for potential promotion, the characteristics and behaviors of successful and unsuccessful leaders, examine perceptions of successful and unsuccessful RT leadership, and examine the relationship between RT leadership and well-being.
QUICK LOOK
Current knowledge
Leadership is critical to high-functioning teams and organizations. It has also been identified as affecting respiratory therapists' well-being. It is largely unknown how respiratory care leaders are selected, what accomplishments are important, personal characteristics, the training they receive, and behaviors prior to promotion to formal leadership roles.
What this paper contributes to our knowledge
We found critical thinking, people skills, and verbal communication were the most-important skills noted for potential leaders. Self-initiated projects were the most-important accomplishment. Poor work ethic, dishonesty, difficulty getting along with others, being unreliable, and not being a team player should exclude someone from a leadership position. Integrity was the most important characteristic of successful leaders. There was no consensus for behaviors of successful leaders, unsuccessful leaders, definition of leadership success, or unimportant characteristics of potential leaders. Nearly all respondents had received some leadership training and almost three quarters felt leadership influenced well-being.
Methods
We developed a survey using REDCap (hosted by Duke University Medical Center, Durham, North Carolina) to evaluate perceptions of respiratory care leadership. The survey was declared exempt by the Duke University Medical Center Institutional Review Board. Content validity was evaluated by the authors and shared with 5 additional RT leaders with experience in survey research. Their feedback was incorporated into the final version. Participants were respiratory care leaders identified by the authors from the authors' professional contacts, the Respiratory Care Editorial Board, American Association for Respiratory Care (AARC) committee chairs, respiratory care state society presidents, National Board for Respiratory Care Executive Committee/Board of Directors, Commission on Accreditation for Respiratory Care Board of Commissioners, Coalition for Baccalaureate and Graduate Respiratory Therapy Education, International Council for Respiratory Care Executive Committee/council members, and RT members of the Children's Hospital Association. Email addresses not known to us were acquired via publicly available data. Participants were encouraged to forward the survey to their professional contacts.
We designed the survey to evaluate 4 constructs: the identification of potential leaders, characteristics and behaviors of successful and unsuccessful leaders, leadership training, and the relationship between leadership and well-being. Demographic data were collected on years as an RT, highest degree earned, sex, race, location, job title, and shift worked.
For the identification of potential leaders, questions were asked about skills, accomplishments, educational qualifications, AARC membership, and what would exclude someone from a leadership position. Characteristics and behaviors were evaluated by asking about successful and unsuccessful leaders and what defines successful leadership. Leadership training was evaluated asking questions about formal education and skill training.
The relationship between leadership and well-being was evaluated using a Likert scale, with answers classified as strongly agree, agree, neutral/undecided, disagree, strongly disagree, and prefer not to answer. We did not explicitly define well-being and allowed respondents to use their own perception when answering questions related to well-being and burnout. Strongly agree and agree were combined for analysis as were strongly disagree and disagree. Using test data from 30 test responses from the study authors and colleagues, the Cronbach alpha was 0.936 for the section on well-being. Consensus for responses was a priori defined as > 70% selected the response or agreed/strongly agreed with the question. Data analysis was descriptive and performed using SPSS v 24 (IBM, Armonk, New York). Counts are described as (n, %) or n (%), and continuous data are described as median (interquartile range).
Results
We sent the survey to 334 participants, and there were 124 respondents, for a response rate of 37%. Respondents had a median of 22 (14–34) y of experience; 60 (48%) were female, 57 (46%) were male, and 7 (5.6%) preferred not to answer. Ninety-three (75%) identified as white, 11 (8.9%) as Asian, 6 (4.8%) as Black or African American, 6 (4.8%) as some other race, and 8 (6.4%) as other/preferred not to answer. Forty-four (36%) respondents were located in the Northeast, 24 (19%) in the Midwest, 21 (17%) in the West, 15 (12%) in the Southeast, 5 (4.0%) in the South, 6 (4.8%) in the United States, 1 (0.8%) outside the United States, and 7 (5.6%) did not answer. Demographics are summarized in Table 1 and Supplemental Table A (See related supplementary materials at http://www.rcjournal.com).
When considering someone for promotion to a leadership position, the 3 most-important skills reported were critical thinking skills (111, 89%), people skills (109, 88%), and verbal communication (78, 63%). The most-important accomplishments used to identify potential new leaders were self-initiated projects (101, 82%), providing intradepartmental education (88, 71%), precepting new hires and students (78, 63%), and department projects initiated by leadership (75, 61%). Things that would exclude someone from leadership positions were poor work ethic (117, 94%), dishonesty (114, 92%), difficulty getting along with others (110, 89%), unreliability (112, 90%), not being a team player (106, 86%), unpleasant personality (89, 72%), and self-centeredness (85, 69%). A little over half of respondents (67, 54%) reported that a bachelor's degree was the minimal degree required for clinical supervisor or educator positions; 22 (18%) reported an associate's degree was required; 17 (14%) required a master's degree, and 16 (13%) reported it varied depending on the person and position. Ninety-six respondents (77%) stated AARC membership should be required for a leadership position, and 38 (31%) required AARC membership. Results are summarized in Table 2, Supplemental Table B (See related supplementary materials at http://www.rcjournal.com), and Figures 1 and 2.
The 5 most-important characteristics of successful leaders were integrity (90, 73%), work ethic (65, 52%), empathy/compassion (65, 52%), honesty (60 (48%), and openness/transparency (57, 46%). The 5 least-important characteristics of unsuccessful leaders were technical skills (70, 57%), courage (60, 48%), humility (45, 36%), influencing others (42, 34%), and self-awareness (24, 19%). The 5 most-important behaviors of successful leaders were advocating for staff (71, 57%), communicating clearly (65, 52%), engagement with staff (68, 55%), delivering effective feedback (59, 48%), and listening (59, 48%). The 5 most-important behaviors of unsuccessful leaders were poor communication (85, 69%), playing favorites (72, 58%), lying (79, 64%), ignoring staff concerns (66, 53%), and bullying (66, 53%). There was limited agreement about what defines leadership success, with creating opportunities for success (72, 58%) and employee engagement (66, 53%) being reported by > 50% of respondents. Results are summarized in Supplemental Table C (See related supplementary materials at http://www.rcjournal.com) and Figures 3–6.
Formal leadership training reported by respondents included classes through their institution (84, 68%), external workshops or classes (70, 57%), graduate-level courses (64, 52%), undergraduate courses (52, 51%), assigned mentorship within their institution (40, 32%), and no training (6, 4.8%). Specific skill training included communication training (87, 70%); institution-specific training (75, 61%); conflict resolution (81, 65%); technical skills such as budgeting, staffing, and scheduling (65, 52%); and evidence-based medicine (54, 44%). Results are summarized in Table 3.
Regarding well-being, there was general agreement (>50% agreed or strongly agreed) that individual well-being is influenced by leadership (91, 73% agreed/strongly agreed), dissatisfaction with leadership drives burnout (95, 77% agreed/strongly agreed), leaders with burnout increase risk of staff burnout (108, 87% agreed/strongly agreed), and that department culture affects employee well-being (121, 98% agreed/strongly agreed). Fewer but still a majority of respondents felt that peers have a larger influence on well-being than leadership (81, 65% agreed/strongly agreed) or that it is an individual's responsibility to maintain their well-being (75, 61% agreed/strongly agreed). Respondents did not agree that people suffering from burnout receive good support at their institution (43, 35%) or that burnout is a symptom of low individual resilience (37, 30%). Results are summarized in Figure 7 and Supplemental Table D (See related supplementary materials at http://www.rcjournal.com).
Discussion
We found high levels of agreement that the most important skills for future leaders are critical thinking and people skills, with limited consensus on other skills. Important accomplishments to identify future leaders included self-initiated projects, precepting, providing intradepartmental education, and projects initiated by leadership. Disqualifying attributes had a high level of consensus, with poor work ethic, dishonesty, difficulty getting along with others, unreliability, and not being a team player all being identified by >85% of respondents. Surprisingly, most respondents felt AARC membership should be required for leaders, but only 31% actually required membership for leaders in their departments. This result may be influenced by our sampling methods as we surveyed individuals who were likely to value professional association membership. There was limited consensus on characteristics and behaviors of successful and unsuccessful leaders and what defines leadership success. Most respondents agreed leadership influenced well-being; however, a majority felt that peers had a greater influence on well-being than leaders and that it is an individual's responsibility to maintain their own well-being. Further research is needed to delineate how peers and leadership influence well-being.
Promotion to formal leadership positions in RT departments may be based on a high level of clinical acumen or technical skills; however, these skills may not translate into success as a leader.9 Only 33% of respondents indicated clinical and 15% that technical skills were important for potential leaders. Respondents indicated critical thinking, people skills, and verbal communication to be the most important skills. Surprisingly, very few respondents reported writing and presentation skills as being important despite both being critical to effective communication of departmental goals, developing policies and protocols, and hospital initiatives. We believe written communication to be an important skill for leaders, as there is a great need for leaders to communicate clearly, succinctly, and effectively.
Respondents reported self-initiated projects to be the most important accomplishment for potential leaders, followed by educating new staff and providing intradepartmental education. A small number (<15%) felt research publications were important. Most non-academic and many academic centers lack the resources and infrastructure to support RT research, and successful RT research programs are relatively rare, even in large academic centers. It is possible that some centers may not value publications but do value the effort and skills required to lead a project. Thus, most centers likely do not consider research experience to be important as few RTs would be able to meet this requirement. Despite these limitations, further advancement of the respiratory care profession will require high-level evidence, and centers should be encouraged to publish the findings of their quality improvement projects.11 The rigor required to get a project published in a peer-reviewed journal should be celebrated as a great accomplishment by department leadership, especially when demonstrating improvement in patient outcomes, validating existing practice, or demonstrating RTs use of new technology.12–15
The low number reporting local and national committee leadership was another surprising finding as leading a committee requires several key leadership skills including organization, communication, meeting management, presentation skills, people management, and accountability for the committee's mission. Many centers may have limited internal opportunities for committee involvement, and it is often challenging for less experienced but enthusiastic RTs to get involved without mentorship or guidance. At the national level, getting involved can be very difficult as the processes for committee membership are unclear, opaque, or dependent on being sponsored by someone who is already involved. This greatly limits opportunities for RTs to participate at the national level, which may explain why few leaders felt it was important to be involved.
Few respondents felt presenting at local or national meetings was an important accomplishment, which is an interesting finding given that those presenting at conferences are generally regarded by others in the respiratory care community to be leaders with significant expertise on the topic. It is possible some respondents felt those presenting at conferences were already in formal leadership positions or felt presenting is not important for departmental leadership as staff RTs give relatively few presentations at national and local meetings. A speaker with the expertise to speak at a regional or national conference would likely be an influential informal leader and a strong candidate for various formal leadership roles.
Selecting the wrong leader can have a negative effect on the entire department and organization. Respondents reported consensus that poor work ethic, dishonesty, difficulty getting along with others, and not being a team player would exclude someone from a leadership position. Surprisingly, being disliked by management, playing politics, and challenging leadership were rarely reported as reasons to exclude someone from leadership role. The minimum degree requirement varied, with a baccalaureate degree the most commonly reported requirement. The minimum degree required to effectively perform each job is unknown; however, we believe a master's degree or higher should be expected for director, manager, and educator positions. There are many successful leaders with a baccalaureate degree; however, health care is becoming increasingly complex, and institutional-specific training or on-the-job training may not be sufficient. Graduate school has been shown to increase leadership and management skills in nurses16 but has not been studied in RT leaders.
Only integrity reached consensus as a characteristic of successful leaders, whereas technical skills were reported by more than half of respondents as an unimportant characteristic. There was no consensus for behaviors of successful leaders, with advocating for staff, communicating clearly, and engagement with staff mentioned by over half of respondents. Consistent rounding was only reported by 12% as an important behavior of successful leaders, despite data suggesting leadership rounding is associated with higher staff engagement, better teamwork, and reduced burnout.17 Poor communication, dishonesty, and playing favorites were cited as behaviors of unsuccessful leaders, with limited consensus on other behaviors. There was no agreement on what defines leadership success. Creating opportunities for others and employee engagement were chosen by > 50% of respondents, and few respondents reported that employee well-being was indicative of leadership success.
There is a well-established link between leadership and burnout, with half of respondents reporting they felt burned out by their work.7,8,18 There was consensus from respondents that department culture affects burnout, leaders with burnout increase staff burnout, individual well-being is influenced by leadership, and dissatisfaction with leadership drives burnout. A large prevalence study of RTs also noted that work environment was the strongest predictor of burnout.8 Leadership will affect the work environment, department culture, and help get those suffering from burnout the support they need. Unfortunately, a small number of respondents agreed their center provided good support for those suffering from burnout, which is consistent with prior reports of RTs.7 Few respondents reported they felt burnout resulted from low individual resilience; however, 60% thought it was an individual's responsibility to maintain their well-being. It is important for leaders to acknowledge and understand that most drivers of burnout are external, with the work environment being the strongest predictor of burnout among RTs.8 Thus, focusing on increasing personal resilience will have limited impact without also working to improve the work environment.5 Additionally, creating an environment with abundant professional growth opportunities, control over work schedule, peer support, and efforts to cultivate well-being may improve wellness.2
Whereas this is a novel study capturing perceptions of RT leadership, our study has several limitations. We did not clearly define individual leadership characteristics and behaviors. We surveyed RT leaders a priori identified by the authors, and respondents may not be representative of all leaders within respiratory care, thus limiting the generalizability of our results. This is compounded by a response rate < 50%. Despites these limitations, the 124 respondents represent a wide range of settings and departments. We did not survey staff RTs, and their perceptions may be different than those of established leaders. Non-RT leaders, who RT leaders often report to, were also not surveyed. In lieu of a validated survey to capture the data sought after, questions were created for this survey, and some questions may have been ambiguous or allowed for variable interpretation.
Conclusions
Critical thinking and people skills were the most important skills for future leaders. Disqualifying attributes had a high level of consensus, with poor work ethic, dishonesty, difficulty getting along with others, unreliable, and not a team player all being identified by > 85% of respondents. There was no consensus on characteristics and behaviors of successful and unsuccessful leaders and what defines leadership success. Most respondents agreed leadership influenced well-being.
Footnotes
- Correspondence: Andrew G Miller MSc RRT-NPS RRT-AARC FAARC, 2301 Erwin Road, Durham, NC 27710. E-mail: Andrew.g.miller{at}duke.edu
Mr Miller is a section editor for Respiratory Care. Mr Miller discloses relationships with Saxe Communications, S2N Health, and Fisher & Paykel. Mr Roberts discloses a relationship with MedBridge. Ms Burr discloses a relationship with Hill-Rom. Mr Hinkson is president of the American Association for Respiratory Care. The remaining authors have disclosed no conflicts of interest.
Supplementary material related to this paper is available at http://www.rcjournal.com.
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