Introduction

Airway pressure release ventilation (APRV) was originally proposed in 1987 as a strategy to treat lung-injured patients who required continuous positive airway pressure (CPAP) and mechanical ventilatory support, with the purported benefits of not depressing cardiac output or increasing airway pressure (Paw) excessively [1]. APRV is a time-triggered, pressure-limited, and time-cycled mode of ventilation, in which spontaneous breathing is allowed at any point during the ventilatory cycle. Conceptually it can be considered as two levels of CPAP—the majority of time is spent at high CPAP (P high), with intermittent releases to the low CPAP level (P low) being used to facilitate ventilation. The theoretical advantages of APRV are the ability to maximize and maintain alveolar recruitment throughout the ventilatory cycle and the use of lower peak inflation pressure but a higher mean airway pressure, resulting in a better oxygenation. In addition, with the reduction in pleural pressure due to the spontaneous diaphragmatic movements, improvements in the cardiac index may be seen. Biphasic positive airway pressure ventilation (BIPAP) is similar to APRV in allowing spontaneous breathing, but there are no restrictions on the timing of the pressure release, i.e., the time at P low is not always shorter than that at P high as it is in APRV [2, 3].

Despite the availability of this mode on many modern critical care ventilators, data on the clinical outcome in patients receiving APRV are limited. To our knowledge, there is only one small randomized controlled trial that has examined the effect of APRV on ventilator-free days in patients with acute respiratory distress syndrome [4]. To date, the rest of the literature regarding the use of APRV/BIPAP consists of small case series or cross-over studies with surrogate outcomes or physiological endpoints such as oxygenation [5]. Because no good information exists regarding to what extent APRV/BIPAP is used in patients admitted to an intensive care unit, we analyzed a database from an international, multicenter study on mechanical ventilation to address this issue [6]. Patients who were ventilated with APRV/BIPAP during the whole period of mechanical ventilation were matched using a propensity score with patients ventilated with volume-cycled assist-control (A/C) ventilation. Our main objective was to estimate if patients ventilated with APRV/BIPAP had a lower mortality in the intensive care unit compared with those ventilated with A/C.

Materials and methods

Patients

We analyzed data from a prospective, multicenter, international cohort of 4,968 adult patients who received mechanical ventilation for more than 12 h during a 1-month period beginning 1 April 2004 in 349 intensive care units in 23 countries (see Appendix 1 for list of centers) [6]. The study protocol was approved by the local Institutional Review Board of each participating center with a waiver for consent. For the purpose of this analysis, we selected only the patients who were ventilated with APRV/BIPAP or with assist-control ventilation during the total time of ventilatory support (prior to initiation of weaning). We excluded 29 patients ventilated with APRV who received neuromuscular blockers.

The following information was collected on each enrolled patient at baseline: demographic data [sex, age, weight, height, Simplified Acute Physiology Score (SAPS II)] at the time of ICU admission; day of initiating mechanical ventilation; primary indication for mechanical ventilation: acute or chronic pulmonary disease [chronic obstructive pulmonary disease (COPD), asthma, chronic pulmonary disease other than COPD]; coma; neuromuscular disease; acute respiratory failure [acute respiratory distress syndrome (ARDS), postoperative, congestive heart failure, aspiration, pneumonia, sepsis, trauma, and cardiac arrest]. The following variables were collected daily until ICU discharge or to day 28, whichever came first: ventilator settings [tidal volume, positive end-expiratory pressure (PEEP), peak pressure, plateau pressure], sedative use, and complications arising [acute respiratory distress syndrome (ARDS), barotrauma, ventilator-associated pneumonia, sepsis and organ failures (cardiovascular failure, respiratory failure, renal failure, hepatic failure, coagulopathy) defined as a sequential organ failure assessment (SOFA) score higher than 2 points]. The patients were prospectively followed for outcomes until hospital discharge.

Statistical analysis

Data are expressed as mean (SD), median (interquartile range) and proportions as appropriate. Student’s t test and Mann-Whitney U test were used to compare continuous variables, and the chi-square test or Fisher’s exact test was used to compare proportions. To compare the ventilator settings and arterial blood gases between both groups over three time points: days 1, 3, and 7, we used a generalized estimating equation (GEE), including treatment, time (coded as a dummy variable), and the interaction between treatment and time as variables in the equation.

To estimate the simultaneous effects of multiple variables on the decision to initiate and continue use of APRV/BIPAP, a multivariate analysis was performed using a logistic regression model and a backward stepwise selection method. We used a significance threshold of p < 0.10 for entering tested variables into the model. Goodness of fit of the model was evaluated with Hosmer-Lemeshow’s test as well as by visual inspection of contingency tables, and model discrimination was assessed by evaluating the area under the receiver-operator curve (ROC).

Since the utilization of APRV/BIPAP was not randomly assigned, treatment-indication bias and potential confounding variables were accounted for by developing a propensity score using variables predictive for the use of APRV/BIPAP determined by the previously described logistic regression model. These variables were: geographical area, reasons for initiation of mechanical ventilation (coma or congestive heart failure), pH <7.15 prior to starting mechanical ventilation, and complications arising over the course of mechanical ventilation (ARDS or respiratory failure). We matched patients who were ventilated with APRV/BIPAP during their ICU stay to patients ventilated with A/C on the basis of the propensity score. We sought to match each ventilated patient with APRV/BIPAP with a control patient ventilated with A/C who had the closest propensity score (within 0.05 on a scale of 0–1).

Analyses were performed with SPSS (version 17.0) and Stata (version 10.0) statistical programs.

Results

Patients

Five hundred sixty-three patients (11.3%) were ventilated for at least 1 day with APRV/BIPAP. Of these, 263 (5.2%) were ventilated continually with APRV/BIPAP, of whom we excluded 29 patients who received neuromuscular blockers. In the analysis we therefore compared 234 patients ventilated with APRV/BIPAP to 1,228 patients who were ventilated continually with A/C. Table 1 shows the comparison of baseline characteristics.

Table 1 Characteristics of patients included in the analysis—unmatched comparisons

Factors associated with the use of APRV/BIPAP

The most important factor associated with the use of APRV/BIPAP was the country from which the patients were included. Ninety-six percent of patients ventilated with this mode were from European units, especially from Germany (196 of 234 patients). Other factors associated with the use of APRV/BIPAP are shown in Table 2. Patients with coma or congestive heart failure as the reason to start mechanical ventilation, acidosis (pH <7.15) prior to beginning mechanical ventilation, and patients who developed respiratory failure (respiratory SOFA score >2), with or without acute respiratory distress syndrome, were less likely to be ventilated with APRV/BIPAP.

Table 2 Univariable and multivariable logistic-regression analysis: factors associated with ventilation with APRV/BIPAP

Neither visual inspection of the contingency tables nor the Hosmer–Lemeshow goodness of fit test for the model showed evidence of inadequate fit (χ 2 = 10.96; p = 0.09), and the model showed good discrimination (area under ROC curve = 0.90; 95% confidence interval: 0.88–0.92; p < 0.001).

Case-matched study: characteristics

Two hundred thirty-four patients ventilated with APRV/BIPAP were matched to 234 controls ventilated with A/C. Table 3 shows the characteristics of patients included in this analysis; there were no clinically or statistically significant differences in the characteristics of patients matched based on propensity score. Table 4 shows the comparison of ventilator settings and arterial blood gases on day 1, 3 and 7. Patients ventilated with APRV/BIPAP had a lower inspiratory pressure for an equal tidal volume, and they were ventilated with a higher expiratory pressure (Fig. 1). These differences in ventilatory parameters were associated with significantly better oxygenation in the group of patients ventilated with APRV (Table 4).

Table 3 Characteristics of patients matched on propensity score
Table 4 Comparison of ventilator settings and arterial blood gases of matched patients
Fig. 1
figure 1

High and low airway pressures for first week of mechanical ventilation in cases ventilated with APRV/BIPAP (white squares) and in controls ventilated with assist-control ventilation (black circles). Values are expressed as mean (SEM). There were significant differences (p < 0.05) in every measurement. The columns show the daily ratio of PaO2 to FiO2 (grey columns correspond to cases and white columns to controls)

There were no significant differences in the proportion of patients that received sedatives (70% in the APRV/BIPAP group vs. 75% in the A/C group; p = 0.21) nor in the number of days of sedative use: median time 2 days (interquartile range 1, 4) in the APRV/BIPAP group versus 2 days (interquartile range 1, 5) in the A/C group (p = 0.12).

In patients with cardiovascular failure, there were no differences in the duration of this organ failure: median time 3 days (interquartile range 2, 5) in the APRV/BIPAP group versus 3 days (interquartile range 2, 7) in the A/C group (p = 0.22).

Case-matched study: outcomes

Table 5 shows outcomes of the cases and controls. There were no differences in the majority of the major clinical outcomes including days of mechanical ventilation or weaning, rate of reintubation, length of stay in the intensive care unit, or mortality in the ICU or hospital. There was a significant (p = 0.05) trend toward a longer stay in hospital in the APRV/BIPAP group by 1 day. We also found a higher rate of tracheostomy in the APRV group (20 vs. 11%; p = 0.007) without significant differences (p = 0.21) in the timing of tracheostomy: in the APRV median time to tracheostomy was 6 days (interquartile range 3, 11), and in the control group it was 8 days (interquartile range 4.5, 13.5).

Table 5 Outcomes of patients included in the matched-case study

Discussion

The main finding of our study is that major clinical outcomes in a heterogeneous population of mechanically ventilated patients are similar when they are ventilated with airway pressure release ventilation/biphasic positive airway pressure ventilation or with assist-control ventilation.

APRV is a mode of mechanical ventilation that is based on the open lung concept, maintaining adequate lung volumes and recruiting alveoli. It allows patients to breathe spontaneously while receiving high continuous positive airway pressure above the lower inflection point of the pressure volume curve [5, 7]. In several clinical studies [4, 8], patients with ALI/ARDS or at risk of developing these conditions had lower levels of peak airway pressure with APRV/BIPAP compared with conventional ventilation. When used appropriately, APRV/BIPAP may prevent alveolar collapse and overdistention during tidal breathing while allowing spontaneous breathing [3].

In our population of mechanically ventilated patients, APRV/BIPAP was used in a minority of patients (5.2%) and was used almost exclusively in Germany. It is important to note that patients receiving APRV/BIPAP in our study represented a broad range of causes of acute respiratory failure. Thus, our results may not be generalizable to specific subgroups of patients such as those with ALI/ARDS. Based on the logistic regression results predicting the use of APRV/BIPAP, clinicians in this study appeared to favor this mode in the setting of postoperative respiratory failure and trauma, but avoided it for coma, congestive heart failure, and when severe acidosis was present.

Potential advantages of APRV/BIPAP could be a relatively lower peak airway pressure, a lower intrathoracic pressure, and better matching of ventilation and perfusion. In our cohort, the peak or high airway pressure in patients ventilated with APRV/BIPAP was lower than the peak pressure on patients ventilated with A/C. However, we must interpret these results cautiously as we are essentially comparing a plateau pressure (APRV) with a peak pressure (A/C) and because we do not have information about patient efforts and true transpulmonary pressures. The low pressure/positive end-expiratory pressure was higher in the group ventilated with APRV/BIPAP when compared with the group of patients ventilated with A/C, similar to previous reports [4, 8]. The use of APRV in most but not all studies has been associated with better oxygenation and better cardiac function [4, 811]. In this study after adjustment for time and treatment, we observed a better PaO2 to FiO2 ratio in the group of patients ventilated with APRV.

Another potential advantage of APRV/BIPAP could be a lower requirement of sedation and/or neuromuscular blockade [5]. However, in our analysis, the proportion of patients who received sedatives and the number of days that they received sedatives were similar in the two groups. Previous studies have reported contradictory findings in term of the doses and duration of sedatives and analgesics [4, 8, 12]. Putensen et al. [8] used a sedation regimen with less midazolam and sufentanyl in patients ventilated with APRV to allow spontaneous breathing when compared with patients receiving pressure-limited, time-cycled, controlled mechanical ventilation [8]. In contrast, Varpula et al. [4] reported no differences in the use of propofol and fentanyl in patients with the acute respiratory distress syndrome ventilated with APRV versus patients ventilated with pressure-controlled synchronized intermittent ventilation mode with pressure support. It is unclear why we did not find a reduction in the use of sedatives agents in this study, but we cannot exclude the possibility that the doses of these medications were different even though the proportions of patients receiving them were the same.

Data on the clinical outcome in patients receiving APRV are limited. The outcomes in the cases and controls in our study were similar except for tracheostomy (more common in the APRV/BIPAP group) and a small difference in hospital length of stay (1 day longer in the APRV/BIBPAP group). However, the rate of tracheostomy is influenced by local practice that may or may not be related to the mode of mechanical ventilation. The lack of significant differences in the outcomes such as days of mechanical ventilation and days of weaning from ventilation, length of stay in the ICU, and in ICU and hospital mortality are at odds with previous reports [10, 11].

In the past few years, the propensity score method has become a common method used for confounder adjustment in observational studies. The propensity score is a predicted probability resulting from the developed model. Its main purpose is to control multiple confounders simultaneously and to account for treatment indication bias, and it is useful to maximize the balance between the treatment groups. The key purpose of this method is to generate probabilities of treatment assignment conditional on a set of variables that are both related to the treatment and the outcome. The distribution of these confounders should be fairly equal between the treatment groups when estimating the effect of treatment on the outcome [13]. For the purposes of constructing a propensity score, we considered that patients receiving mechanical ventilation were indeed receiving a dynamic and potentially changing therapy. As such, and in accordance with existing recommendations for propensity scoring [13], we included variables that were present at baseline and those that arose after the initial choice of ventilator mode. We did this because in order to be included as an APRV/BIBAP patient in our study, patients needed to start on this mode, and continue with it throughout their period of ventilatory support; we reasoned that variables that arose after baseline (such as complications arising during ventilation) could have influenced clinicians’ decisions to stay with or switch away from APRV.

A limitation of our study is that, although we assume that in most instances physicians chose APRV to allow patients to breath spontaneously, we cannot guarantee that all the patients ventilated with APRV/BIPAP had spontaneous breathing, as these data were not collected. Regardless of the amount of spontaneous breathing that occurred in the APRV/BIPAP group, we believe that our analysis is valid in the sense that it compares these two modes of ventilation as they are used in usual clinical practice.

From this study we conclude that the APRV/BIPAP ventilation mode is being used in almost all pathologies that lead to acute respiratory failure, but only in selected geographic areas. Moreover, we did not find any evidence of its superiority in clinical outcomes compared to assist-control ventilation. More studies with strict methodological designs are required to compare this ventilation mode with others, in order to determine whether or not it is actually favorable in terms of clinical outcomes.