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Research ArticleOriginal Research

Expiratory Pause Maneuver to Assess Inspiratory Muscle Pressure During Assisted Mechanical Ventilation: A Bench Study

Richard H Kallet, Justin S Phillips, Travis J Summers, Gregory Burns, Lance Pangilinan, Logan Carothers, Earl R Mangalindan and Michael S Lipnick
Respiratory Care November 2021, 66 (11) 1649-1656; DOI: https://doi.org/10.4187/respcare.09047
Richard H Kallet
Respiratory Care Division.
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  • For correspondence: [email protected]
Justin S Phillips
Respiratory Care Division.
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Travis J Summers
Respiratory Care Division.
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Gregory Burns
Respiratory Care Division.
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Lance Pangilinan
Respiratory Care Division.
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Logan Carothers
Respiratory Care Division.
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Earl R Mangalindan
Respiratory Care Division.
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Michael S Lipnick
Critical Care Division, Department of Anesthesia and Perioperative Care, University of California, San Francisco at Zuckerberg San Francisco General Hospital and Trauma Center, San Francisco, California.
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Abstract

BACKGROUND: The generation of excessive inspiratory muscle pressure (Pmus) during assisted mechanical ventilation in patients with respiratory failure may result in acute respiratory muscle injury and/or fatigue, and exacerbate ventilator-induced lung injury. A readily available noninvasive surrogate measure of Pmus may help in titrating both mechanical ventilation and sedation to minimize these risks. This bench study explored the feasibility and accuracy of using a ventilator’s expiratory pause hold function to measure Pmus across multiple operators.

METHODS: A standardized technique for executing a brief (<1 s) expiratory pause maneuver was used to measure the airway occlusion pressure change (Δ Paw) by using 3 simulated Pmus (Δ Pmus: 5, 10, 15 cm H2O) under (1) pressure support ventilation (0, 10, 15 cm H2O), (2) volume and pressure-regulated volume ventilation, (3) flow and pressure-triggering, and (4) varying levels of PEEP and pressure-rise time. Individual and grouped measurements were made by 4–7 clinicians on 3 different ventilators. The concordance between occlusion Δ Paw and Δ Pmus was arbitrarily set at ≤ 2 cm H2O. Data were evaluated by using analysis of variance and the Tukey-Kramer posttest. Correlation was assessed by using the Pearson R test; bias and precision were assessed by using the Bland-Altman method. Alpha was set at 0.05.

RESULTS: Grouped expiratory pause maneuver measurements of occlusion Δ Paw across simulated Δ Pmus, mode and level of ventilatory support showed reasonable concordance, regardless of the ventilator used. Occlusion Δ Paw accuracy frequently decreased by ∼3 cm H2O when both pressure support ventilation and Δ Pmus reached 15 cm H2O. Expiratory pause maneuver accuracy was not affected by trigger mechanism and/or sensitivity, PEEP, or the post-trigger pressurization rate. In general, only small differences in Δ Paw occurred among the individual operators.

CONCLUSIONS: The expiratory pause maneuver generally provided reproducible, stable approximations of Δ Pmus across ventilators and ventilator settings, and a range of simulated effort. Technique standardization produced relatively consistent results across multiple operators. The expiratory pause maneuver seemed feasible for general use in monitoring inspiratory effort during assisted mechanical ventilation.

  • expiratory pause maneuver
  • assisted mechanical ventilation
  • inspiratory effort

Introduction

A major goal of mechanical ventilation is to control patient work of breathing. During critical illness, abnormal chest mechanics in concert with high resting minute ventilation demand place excessive workloads on the ventilatory muscles, which lead to fatigue, acute injury, and the potential for overt muscle failure.1,2 Although the ventilator is adjusted with the objective of either normalizing or minimizing patient work of breathing, the severity of illness often renders these adjustments alone insufficient. Consequently, deep sedation and sometimes neuromuscular blockade are required to gain adequate control over both the power of breathing and gas exchange. Severe respiratory failure thus presents a management conundrum because most patients are at risk for developing acute ventilatory muscle injury caused by 1 of 2 opposing mechanisms: disuse atrophy from prolonged periods of either passive or oversupported ventilation, and “use atrophy” from sustained periods of excessive workloads.2 In the era of lung-protective ventilation, even continuous ventilation (ie, “assist-control”) modes often result in excessive patient work of breathing. This is largely explained by tidal volume mismatching despite adequate inspiratory flows.3-6 Moreover, excessive negative inspiratory muscle pressure (Pmus) transmitted to the pleural space is associated with excessive trans-alveolar stresses that likely potentiate ventilator-induced lung injury as well as enhance pulmonary edema formation and worsen hypoxemia.4,7-10

A significant clinical problem in these circumstances is the lack of a noninvasive surrogate measure of Pmus that could help titrate both mechanical ventilation and sedation to minimize the risks of both disuse and use atrophy, and reduce the potential risk for self-induced lung injury from the generation of excessive negative transpulmonary pressures.10 Patient effort during assisted mechanical ventilation is measured by tidal changes in esophageal pressure as a signifier of Δ Pmus that is used to calculate patient work of breathing. Accurate changes in esophageal pressure measurements require proper balloon positioning, signified by synchronous and close agreement between changes in esophageal pressure and occlusive airway pressure change (Δ Paw) during a Baydur maneuver (ie, the standard inspiratory occlusion test).11 Because occluded Δ Paw implicitly is the accepted standard for estimating Δ Pmus, we reasoned that, by introducing a brief expiratory pause hold (ie, threshold load) before patient-triggered inspiration, the resulting airway occlusion pressure could reasonably be used as a signifier for the “intended” effort that emanates from the respiratory centers. Therefore, such an expiratory pause maneuver might be a practical, expedient method to noninvasively assess inspiratory effort at the bedside.

This bench study investigated whether manually generated expiratory pause maneuver estimates of inspiratory effort are reasonably accurate and reproducible to be incorporated into clinical practice. We assessed 2 aspects of expiratory pause maneuver measurements: (1) its accuracy and reproducibility across multiple operators, intensity of simulated effort, ventilator modes, intensity of mechanical support; and (2) whether its accuracy might be affected by PEEP and trigger sensitivity settings, and differences among how ventilators execute expiratory pause holds. To simplify the narrative simulated effort (ie, inspiratory Pmus change) is referred to as Δ Pmus and occlusive airway pressure change is referred to as Δ Paw.

QUICK LOOK

Current knowledge

Results of preliminary clinical studies suggest that airway pressure deflections during a brief airway occlusion reflect transpulmonary pressure and inspiratory muscle pressure during assisted mechanical ventilation. This maneuver might be useful in detecting inspiratory efforts that may increase the risk for both ventilator-induced lung injury as well as acute inspiratory muscle injury.

What this paper contributes to our knowledge

This bench study demonstrated that standardization of such an expiratory pause maneuver generally produced consistent, reproducible measurements of airway occlusion pressure both within and between clinician operators as well as across ventilator modes and ventilator brands. Occlusion pressure tends to underestimate simulated muscle pressure by ∼1 – 2 cm H2O, with minor increases to 3 cm H2O when simulated effort is highest.

Methods

Measurement Rationale

The intention of the expiratory pause maneuver is to capture the initial pressure drop during an airway occlusion as an extension of the “pre-trigger phase” (ie, before pressurization of the ventilator circuit).12 The expiratory pause maneuver is based on the same assumptions that underlie the 100-ms airway occlusion pressure test (P100 or P0.1) used to signify central respiratory drive, that being to capture the “intended” respiratory motor-neuronal output.13 The distinction is that the expiratory pause maneuver is intended to capture peak inspiratory effort rather than respiratory drive per se (Fig. 1). Based on available (albeit limited) physiologic evidence, we reasoned that peak Δ Pmus occurs early in the inspiratory phase, particularly at high levels of respiratory drive. When assuming a sufficient lag time (ie, trigger delay and/or circuit re-pressurization), quickly releasing the pause hold once a deflection in end-expiratory Paw is detected might capture the peak Δ Pmus. It also might limit a potential bias from altered respiratory drive, which results from either proprioceptive feedback or conscious perception of threshold loading.

Fig. 1.
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Fig. 1.

Scalar pressure waveforms of an expiratory pause maneuver (EPM), followed by unobstructed simulated efforts (simulated muscle pressure is depicted in grey and airway pressure in black).

Ventilators and Settings

Three ventilators capable of imposing an expiratory pause (negative inspiratory force or negative inspiratory force maneuver) were studied: Evita XL (Dräger, Telford, Pennsylvania), PB-980 (Medtronic, Minneapolis, Minnesota), and Avea (CareFusion, Yorba Linda, California). Each ventilator first underwent a full device check. Expiratory pause maneuver accuracy was tested in 4 modes: CPAP, pressure-support ventilation (PSV), volume control ventilation, and pressure-regulated volume control. CPAP was tested at 5 cm H2O and PSV was tested at driving pressures of 10 and 15 cm H2O above a PEEP of 5 cm H2O. For both volume control ventilation and pressure-regulated volume control, the settings were as follows: f of 20 breaths/min, tidal volume of 500 mL, inspiratory time of 0.85 s, and a PEEP of 5 cm H2O. For PSV, a maximum (quickest) pressurization rate was used except for the protocol that examined post-trigger pressurization characteristics. For all protocols (except one that examined the influence of a trigger mechanism and sensitivity level), flow trigger was used and set to a sensitivity of 2 L/min.

Model

Spontaneous breathing was simulated by using an ASL-5000 breathing simulator (IngMar Medical, Pittsburgh, Pennsylvania) set to a f of 25 breaths/min and inspiratory time of 0.85 s, and time fraction (inspiratory time to the total breathing cycle time) of 0.35. These values fell within the interquartile range of unassisted breathing reported in subjects with ARDS.14 The inspiratory phase was characterized by a Pmus rise time of 220 ms, which was consistent with data derived from physiologic studies.15,16 Pmus sustain and decay times were set at 0.410 ms and 220 ms, respectively, to achieve the targeted inspiratory time. Mild, moderate, and high Δ Pmus, of –5, –10, and –15 cm H2O, respectively, were used. Simulated chest mechanics consisted of a compliance of 40 mL/cm H2O and a resistance of 5 cm H2O/L/s, producing inspiratory and expiratory time constants of 0.2 s (ie, 95% monoexponential equilibration time of 800 ms). An arbitrary pre hoc concordance between Δ Pmus and Δ Paw of ≤ 2 cm H2O was considered clinically reasonable.

Expiratory Pause Maneuver Technique

Before any experimental run, each author/investigator (hereafter referred to as “operator”) had a practice session of 1 – 2 min to rehearse his technique. For the Dräger Evita XL ventilator, the negative inspiratory force menu was accessed and the pressure scaler waveform was formatted to facilitate clear visualization of pressure deflections. The negative inspiratory force pause hold was activated after the peak expiratory flow and was released after a negative deflection was noted on subsequent inspiratory effort. The negative inspiratory force function also was used in the PB-980 ventilator. Because scalar waveforms were not available during the negative inspiratory force maneuver on the PB-980 ventilator, the operators had to respond to the sudden appearance of a negative deflection of the Paw waveform. For the Avea ventilator, the expiratory pause function was engaged while monitoring the scalar flow and pressure tracings (again formatted to facilitate clear visualization). The negative inspiratory force reported on each ventilator was recorded.

Because the expiratory pause maneuver duration must balance the likelihood of capturing peak effort while also preventing alterations in respiratory drive, we developed a uniform method for timing the expiratory pause maneuver and tested 3 release techniques: having the operators rapidly count “1, 2, 3” before releasing the pause hold; “1, 2” release; and “1” release. The goal was to achieve an expiratory pause maneuver duration of ∼500 ms. The “1” release produced the briefest pause duration and was used for all expiratory pause maneuver measurements reported in this study (Supplementary Fig. 1 [see the supplementary materials at http://www.rcjournal.com])

Intra- and Inter-Operator Variability and Expiratory Pause Maneuver Variability Between Ventilator Modes

Between 4 and 7 operators performed 12 measurements each at every Pmus level tested on each ventilator mode and/or settings tested. Expiratory pause maneuver data were analyzed within and between operators. Operator data also were combined to evaluate the overall impact of Δ Pmus intensity on Δ Paw accuracy. Data from all the modalities were grouped together to calculate the correlation coefficient, bias, and precision of Δ Paw measurements on each ventilator compared with Δ Pmus on the IngMar ASL5000 breathing simulator.

Supplementary Protocols

For completeness, we studied whether ventilator settings such as different trigger mechanisms, sensitivity threshold, PEEP, post-trigger pressurization intensity, and circuit re-pressurization time might influence expiratory pause maneuver measurements. The methodology and results can be found in the supplementary materials (see the supplementary materials at http://www.rcjournal.com).

Statistical Analysis

Statistical analysis was done by using Prism software 8.3.0 (GraphPad, San Diego, California). Multiple comparisons were assessed by using analysis of variance and Tukey-Kramer posttests, and discreet comparisons were made by using paired t tests. Variability of both intra-individual and inter-individual measurements were assessed by the percentage of Δ Paw measurements deviating > 2 cm H2O from Δ Pmus. This was done with groupings of Δ Pmus and by mode. Correlation was assessed by using the Pearson r test, bias and precision were assessed by the Bland-Altman method, and categorical variables were compared by using the Fisher exact test. Alpha was set at .05.

Results

Measurement Accuracy and Variability with Increasing Simulated Effort

Grouped Δ Paw measurements across effort intensity, level, and mode of ventilatory support demonstrated reasonable concordance with Δ Pmus, regardless of the ventilator used (Tables 1 and 2). However, Δ Paw accuracy deteriorated when Δ Pmus reached 15 cm H2O, and most often occurred when PSV was 15 cm H2O. Of the 129 instances in 90%, the error exceeded pre hoc accuracy criteria by only 1 cm H2O (ie, 3 vs ≤2 cm H2O) (Table 3). The mean Δ Paw underestimated Δ Pmus by ∼1, 2, and 2.5 cm H2O at simulated efforts of 5, 10, and 15 cm H2O, respectively. By contrast, the mean Δ Paw measured by the Avea ventilator underestimated Δ Pmus by ≤ 1.5 cm H2O under all test conditions. During volume control ventilation and pressure-regulated volume control, Δ Paw underestimated Δ Pmus by 0.5 – 1.1 cm H2O when effort was 5 and 10 cm H2O and by 1.1 – 1.8 cm H2O when Δ Pmus was 15 cm H2O.

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Table 1.

Grouped Operator Comparisons of Expiratory Pause Maneuver Across Three Ventilators and Two Modes That Compare Δ Paw With Δ Pmus

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Table 2.

Grouped Operator Comparisons Between Δ Paw at Each Level of Δ Pmus Across Three Ventilators and Two Continuous Ventilation Modes

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Table 3.

The incidence of Δ Paw Underestimating Simulated Δ Pmus by > 2 cm H2O Across Both Intensity of Inspiratory Effort and Ventilatory Support

Inter-Operator Variability and Increased Simulated Effort

Small, statistically significant differences in Δ Paw were found among the individual operators across both the intensity of effort and the level of ventilatory support, with notable divergence only when Δ Pmus reached 15 cm H2O (Supplementary Tables 1–3 [see the supplementary materials at http://www.rcjournal.com]).

Differences Among Ventilators

Grouped operator data revealed no clinically appreciable difference among the ventilators in concordance between Δ Paw and Δ Pmus (Fig. 2). The correlation between Δ Paw and Δ Pmus was the same for each ventilator (r = 0.99). The mean bias (standard deviation) and precision (95% limit of agreement) were similar but improved marginally from the Dräger XL to the PB-980 and Avea ventilators: –1.86 ± 0.80 (–3.44 to –0.29), –1.35 ± 0.77 (–2.86 to 0.15), and –1.25 ± 0.56 (–2.36 to –0.15), respectively (Supplementary Figs. 2 - 4 [see the supplementary materials at http://www.rcjournal.com]). The number of incidences of when Δ Paw exceeded the pre hoc accuracy threshold of > 2 cm H2O was 129, with the distribution across ventilators of 40, 39, and 21% for the Dräger XL, PB-980, and Avea ventilators, respectively. Only the incidences between the Dräger XL and Avea ventilators were significant: odds ratio 1.80 95% CI(1.12–2.93); P = .02.

Fig. 2.
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Fig. 2.

Change in occlusion airway pressure (Δ Paw) during an expiratory pause maneuver across 3 ventilators, which represent 3 levels of simulated muscle pressure (Δ Pmus) depicted as red hash lines. PB = Puritan-Bennett 980 ventilator; XL = Dräger XL ventilator.

Discussion

Our primary finding was that a manually generated expiratory pause maneuver under simulated breathing conditions yielded a ΔPaw that was reasonably accurate in reflecting Δ Pmus and reproducible across multiple operators and ventilator modes. Thus, we believe that the technique can reasonably be considered for further evaluation during routine clinical practice. Of 2,412 discreet measurements made across the modes and ventilator brands, Δ Paw underestimated Δ Pmus by ≤ 2 cm H2O in ∼95% of instances, with only 4.9% that deviated by 3 cm H2O and 0.5% that deviated by ≥ 4 cm H2O. Expiratory pause maneuver accuracy was reasonably consistent both within and between the operators. Deterioration in accuracy occurred mostly when both simulated effort and PSV level reached 15 cm H2O, and, as examined in the supplementary protocols (see the supplementary materials at http://www.rcjournal.com), expiratory pause maneuver accuracy was unaffected by the trigger mechanism, sensitivity level, speed of circuit re-pressurization, or PEEP level.

Since we began our study in mid 2018, other investigators have validated the expiratory pause maneuver clinically compared with invasive techniques by using esophageal manometry.17-20 Bertoni et al17 randomly applied the expiratory pause maneuver by using a 1–2 s pause while simultaneously measuring the changes in esophageal pressure and diaphragmatic electromyography. They found predicted values of Pmus and transalveolar pressure (based on estimated chest wall elastance when using the expiratory pause maneuver–generated ΔPaw) accurately detected excessive levels of measured Pmus and transalveolar pressure.

Moreover, excessive levels of Pmus and transalveolar pressure were found during most observations; this supports the rationale for the expiratory pause maneuver in clinical practice. Roesthuis et al20 also found that the expiratory pause maneuver–generated Δ Paw accurately detected excessive levels of measured Pmus and trans-alveolar pressure (ie, >15 and >20 cm H2O, respectively). In addition, expiratory pause maneuver generated Δ Paw was strongly correlated with both respiratory Pmus-time product (a signifier of respiratory muscle oxygen consumption) and power output. Another study found that the combination of elevated expiratory pause maneuver–generated Δ Paw and P0.1 was associated with relapse respiratory failure in subjects for whom weaning attempts failed.19

In clinical practice, numerous personnel are involved so that the validity of expiratory pause maneuver–generated Δ Paw likely depends on the ability to recognize effort onset and to quickly release the expiratory pause before either unconscious or conscious recognition of threshold loading. The detection and response to threshold loading may enhance the inspiratory effort, which gives the false impression of excessive effort when none exists. In our limited clinical experience, we occasionally encountered this phenomenon in patients who were lightly sedated or fully conscious and, in these limited instances, it appeared as a secondary negative spike in Paw (Supplementary Fig. 5 [see the supplementary materials at http://www.rcjournal.com]). Detection latency associated with threshold loading is discussed in more detail in the supplementary materials (see the supplementary materials at http://www.rcjournal.com).

It is because of these concerns that we attempted to minimize the expiratory pause maneuver duration toward a rarely achieved goal of 500 ms. We suspect that excessive measurement discrepancies were caused by a too brief expiratory pause maneuver. Although we lack sufficient data to support this, it is notable that the fewest discrepancies occurred with the Avea ventilator, which also had a slightly higher expiratory pause maneuver duration compared with the other ventilators (Fig. 3). The overall low incidence of measurement discrepancies may be considered a reasonable trade-off during clinical practice.

Fig. 3.
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Fig. 3.

Expiratory pause maneuver duration of all the operators across ventilators. P < .001 by analysis of variance (ANOVA) and *P = .003 vs Dräger XL ventilator, †P = .002 vs Dräger XL ventilator.

Therefore, it is encouraging that expiratory pause maneuver durations of 1–2 s did not seem to alter inspiratory effort during clinical studies,17 with some investigators suggesting that the expiratory pause maneuver duration can be increased to 5 s.22 However, information with regard to sedation assessment scores was not reported. Hence, their findings do not exclude the possibility that some patients may perceive sudden threshold loading that results in inaccurate assessment of patient effort or estimated lung stress. This would be more likely to occur in patients with high respiratory drive and/or light sedation. Therefore, we think it prudent to limit the expiratory pause maneuver duration to ≤ 1 s until further information on the impact of sedation and drive on expiratory pause maneuver-generated Δ Paw becomes available.

The major limitation is that this was a bench study in which we imputed a spontaneous breathing pattern that might reasonably approximate patients with ARDS. To our knowledge, the characteristics of inspiratory flow and Pmus development have never been comprehensively explored since the initial studies conducted ∼70 years ago.15,16,23 Therefore, repeating this experiment by imputing different temporal values for inspiratory pressure rise, sustain, and decay might produce different results in terms of intra- and inter-operator accuracy and/or variability. It is also important to emphasize that the intention of expiratory pause maneuver-generated Δ Paw is to produce only a clinically useful approximation for either Pmus or trans-alveolar pressure during unobstructed breathing. A more accurate assessment would require invasive measurement of chest wall elastance with esophageal manometry and also in estimating the effects of chest wall motion.22

Conclusions

Under simulated breathing conditions, when both compliance and airways resistance are low, expiratory pause maneuver-generated Δ Paw approximates Δ Pmus that varied little among multiple operators when using the same technique. Expiratory pause maneuver measurements are relatively stable across ventilation modes, settings, and the brand of ventilators tested. However, under the modeling conditions and technique tested accuracy tends to deteriorate when both inspiratory effort and PSV levels reach 15 cm H2O by using an expiratory pause maneuver duration of <1 s. Nonetheless, the expiratory pause maneuver is an easy-to-perform, clinically practical, noninvasive technique that may be useful in monitoring inspiratory effort during assisted mechanical ventilation.

Footnotes

  • Correspondence: Richard H Kallet MSc RRT FAARC, 2070 Fell St. no. 1, San Francisco, CA. 94117–1878. E-mail: richkallet{at}gmail.com
  • See the Related Editorial on Page 1779

  • Supplementary material related to this paper is available at http://www.rcjournal.com.

  • Mr Kallet discloses relationships with Nihon Kohden and ContinuED. The other authors have disclosed no conflicts of interest.

  • Mr Pangilinan and Mr Summers presented a version of this study at AARC Congress 2018, held December 4–7, 2018, in Las Vegas, Nevada.

  • Copyright © 2021 by Daedalus Enterprises

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American Association for Respiratory Care

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